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18 Jan 2014, 12:35 am
However, the court did approve of the city borrowing $120 million [Detroit Free Press report] for blight removal as well as improvements to city services. [read post]
15 Jan 2014, 12:11 am
The global financial services industry is still reeling from the regulatory investigations surrounding the Libor scandal. [read post]
19 Dec 2013, 7:04 am
In a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in September 2011, Claimant UBS Financial Services Inc. alleged a breach of promissory note by Respondent Atlas and sought $497,844.23 in compensatory dam... [read post]
13 Dec 2013, 5:40 am
Some of the funds with the most exposure include: Oppenheimer Rochester Funds, UBS Puerto Rico AAA Portfolio Bond Fund, UBS Puerto Rico AAA Portfolio Bond Fund II, UBS Puerto Rico AAA Portfolio Target Maturity Fund, UBS Puerto Rico GNMA & US Government Target Maturity Fund, UBS Puerto Rico Fixed Income Fund, UBS Puerto Rico Fixed Income Fund II, UBS Puerto Rico Fixed Income Fund III, UBS Puerto Rico Fixed Income… [read post]
3 Dec 2013, 7:00 am
Mock was an attorney in the Houston, Texas, area, and Teers was a bond broker employed by Tri-Star Financial Services in Houston. [read post]
21 Nov 2013, 8:02 am
From June 2005 until May 2009, Zeng was associated with UBS Financial Services, Inc. [read post]
8 Nov 2013, 6:02 am
Currently, he is employed with UBS Financial Services. [read post]
31 Oct 2013, 10:12 am
Internal Revenue Service. [read post]
31 Oct 2013, 7:18 am
Murray, dismissed the Securities and Exchange Commission’s charges filed against two principles, Miguel Ferrer and Carlos Ortiz, of UBS Financial Services of Puerto Rico for allegedly making misleading statements to investors, concealing a liquidity crises and masking UBS’ control over the secondary market for the 23 proprietary closed-end mutual funds. [read post]
30 Oct 2013, 5:58 am
The UBS Puerto Rico family of funds consists of 14 closed-end funds sold exclusively through financial advisors and brokers with UBS Financial Services Inc. of Puerto Rico. [read post]
25 Oct 2013, 3:45 pm
According to the SEC, UBS Financial Services of Puerto Rico Inc. [read post]
21 Oct 2013, 10:26 am
As of September 18, 2007, when plaintiffs purchased the securities, both Moody’s Investors Service, Inc. [read post]
20 Oct 2013, 4:33 pm
In 2012, the SEC charged UBS Financial Services Inc. of Puerto Rico and two executives with making misleading statements to investors, concealing a liquidity crisis, and masking its control of the secondary market for 23 proprietary closed-end mutual funds. [read post]
17 Oct 2013, 8:41 am
Durante la mañana de hoy, la secretaria de la Gobernación, Ingrid Vila Biaggi, expresó que es imposible que el gobierno de Puerto Rico pueda entablar una demanda contra UBS Financial Services, debido a que los términos para hacerlo se vencieron durante el cuatrienio pasado. [read post]
15 Oct 2013, 2:29 pm
This article was originally posted on Stock Market LossThe UBS Puerto Rico family of funds consists of 14 closed-end funds, sold exclusively through registered representatives and brokers with UBS Financial Services Inc. of Puerto Rico. [read post]
10 Oct 2013, 6:24 am
Reports indicate that UBS has at least 130 financial advisors in Puerto Rico who manage money for the island’s elite. [read post]
9 Oct 2013, 1:32 pm
The UBS Puerto Rico family of funds consists of 14 such closed-end funds, sold exclusively through brokers with UBS Financial Services Inc. of Puerto Rico. [read post]
3 Oct 2013, 7:10 am
” According to the Caribbean News, the statement of claim names: “UBS Financial Services Inc.; UBS Bank USA; UBS financial consultants and investment executives José M. [read post]
19 Sep 2013, 1:25 pm
Warner is not the first UBS client to be prosecuted for tax crimes. [read post]
10 Sep 2013, 3:08 pm
If you invested through UBS Financial Services and have suffered losses, The White Law Group may be able to help. [read post]
