Search for: "US Trade and Exchange, LLC"
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30 Oct 2019, 5:22 pm
The Commodity Exchange Act, 7 U.S.C. [read post]
30 Oct 2019, 8:38 am
Nelson, J.D.A no-action letter issued by the SEC’s division of Trading and Markets to Paxos Trust Company, LLC will allow Paxos to conduct a 24-month test of its Paxos Settlement Service (PSS) using distributed ledger technology (DLT). [read post]
25 Oct 2019, 3:00 am
As Delecto, Romney, who has become one of President Trump’s most vocal GOP critics, used the account to like critical tweets about the president, while also occasionally defending himself against detractors. [read post]
24 Oct 2019, 2:40 pm
We regulate the offering of that security and we regulate the trading of that security. [read post]
16 Oct 2019, 10:38 am
From July 2001 until November 2013 Davis was registered with Harvest Capital LLC. [read post]
10 Oct 2019, 7:28 am
Advisor Adam Lunceford (Lunceford), currently employed by LPL Financial LLC. [read post]
4 Oct 2019, 3:00 am
The Foreign Corrupt Practices Act prohibits American companies and overseas firms with stocks trading on U.S. exchanges from paying bribes to foreign officials. [read post]
1 Oct 2019, 10:10 am
Tier 2 securities may be listed on a national exchange if the company applies for listing and meets the listing requirements for that particular exchange. [read post]
22 Sep 2019, 10:09 am
The SEC found that Smith instead made very few investments in these trading strategies and largely used investors’ money to repay other investors and for her own personal investments. [read post]
18 Sep 2019, 9:52 pm
PCI-DSS not only protects the card brands but it also ensures that consumers feel safe when using credit and debit cards. [read post]
18 Sep 2019, 6:38 am
Genlyte Thomas Group LLC, 2018-1076. [read post]
15 Sep 2019, 11:39 am
Effex Capital, LLC is a closely held, foreign-currency trading firm managed and controlled by John Dittami. [read post]
13 Sep 2019, 5:49 am
Morley (Yale Law School), on Tuesday, September 10, 2019 Tags: Arbitrage, Disclosure, Exchange-traded funds, Investment Company Act, SEC, Securities regulation, Transparency Proxy Plumbing Recommendation Posted by Anne Sheehan and John C. [read post]
12 Sep 2019, 8:47 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
10 Sep 2019, 1:56 pm
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
28 Aug 2019, 12:16 pm
At World Properties, LLC v. [read post]
28 Aug 2019, 8:52 am
IOW, LLC v. [read post]
28 Aug 2019, 5:24 am
The new guidance for virtual asset service providers, published on Aug. 26, applies to blockchain service providers including exchanges, wallet providers and trading platforms. . . . [read post]
23 Aug 2019, 3:00 am
They also questioned whether the commission’s findings would have a negative impact on corporate sponsorships of all type of government-related trade associations. [read post]
9 Aug 2019, 3:00 am
” Proposed FEC Rule Would Further Constrain Foreign Election Contributions National Public Radio – Philip Ewing | Published: 8/1/2019 The FEC proposed new rules to outlaw exchanges like the one that took place when a Russian delegation visited Trump Tower in 2016 to offer Donald Trump’s campaign “dirt” on Democrats. [read post]
