Search for: "Working Group on Securities Disclosure Authority"
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29 Jun 2011, 1:19 pm
Some in the industry worked with Texas legislators and environmental organizations in passing a bill that will require the disclosure of chemicals used in hydraulic fracturing. [read post]
10 Oct 2018, 12:40 pm
I welcome guest post submissions from responsible authors on topics of interest to this blog’s readers. [read post]
22 Jan 2025, 5:53 am
But while the inventory represents a significant expansion of the department’s public disclosures on its use of AI, it also falls short in important ways. [read post]
"Loose Tweets Sink Fleets" - What Government Contractors Should Include In Their Social Media Policy
11 Nov 2010, 8:01 am
Linkedin discussion groups are one area for example where someone could inadvertently participate in a work related discussion without realizing that the discussion was initiated by someone working on behalf of a foreign spy organization. [read post]
1 Jul 2016, 12:23 pm
About The Author Cynthia Marcotte Stamer is a noted Texas-based management lawyer and consultant, author, lecture and policy advocate, recognized for her nearly 30-years of cutting edge management work as among the “Top Rated Labor & Employment Lawyers in Texas” by LexisNexis® Martindale-Hubbell® and as among the “Best Lawyers In Dallas” for her work in the field of “Tax: Erisa & Employee Benefits” and… [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
30 Sep 2020, 9:00 am
Public health authorities and companies should focus on modifiable risk factors that can be changed to reduce risk of disease transmission. [read post]
27 Aug 2019, 11:51 am
The TFA directs the IRS to work with the private sector to improve data security, and to standardize and improve its policies and practices regarding taxpayer data. [read post]
28 Jul 2012, 2:59 pm
First, just as a reminder, here’s the text of 706(d): (d) DELAY OF NOTIFICATION AUTHORIZED FOR LAW ENFORCEMENT, NATIONAL SECURITY, OR HOMELAND SECURITY PURPOSES. [read post]
12 Apr 2009, 1:16 pm
IOSCO has presented its findings to the G-20 Working Group on Enhancing Sound Regulation and Strengthening Transparency, in preparation for the meeting by G-20 national leaders in London on April 2. [read post]
27 Aug 2008, 8:29 pm
New Disclosure Duties Relating to Significant Shareholdings Further, the Act will implement new disclosure duties for investors holding at least 10% of the voting rights in a German listed company. [read post]
11 Sep 2015, 6:16 am
So Monsanto and its industry partners retooled their lobbying and public relations strategy to spotlight a rarefied group of advocates: academics, brought in for the gloss of impartiality and weight of authority that come with a professor’s pedigree. [read post]
15 Aug 2013, 12:45 am
For Help or More Information If you need help monitoring or providing input on this legislation or to understand and respond to these or other legislation, laws and regulations, or with reviewing and updating, administering or defending your group health or other employee benefit, human resources, insurance, health care matters or related documents or practices, please contact the author of this update, Cynthia Marcotte Stamer. [read post]
23 Dec 2019, 9:05 pm
But that, in turn, leads to diminished transparency if lower-level instructions are less subject to public disclosure. [read post]
10 Feb 2025, 4:55 am
The Consumer Financial Protection Bureau over the weekend instructed its employees to halt nearly all their work and work remotely “unless instructed otherwise. [read post]
20 Apr 2022, 6:06 am
To preserve the hope that Ukrainians may someday receive the justice that they deserve, legislative fixes to support the present and future work of war cri [read post]
20 Apr 2024, 9:05 pm
The Regulatory Review: Can you explain the role of FINRA and how it works with the SEC to regulate brokerage firms and exchange markets? [read post]
18 May 2021, 11:11 am
The Board will begin by conducting an initial review related to the SolarWinds hack that resulted in the creation of a Cyber Unified Coordination Group in December 2020. [read post]
14 Dec 2023, 5:55 am
The evidence presented to a grand jury remains non-public unless a judge authorizes its disclosure. [read post]
14 Jan 2014, 1:01 am
The Task Force comprises 12 experts from across the SEC’s Enforcement Division whose mission will be to “concentrate on expanding and strengthening the Division [of Enforcement’s] efforts to identify securities-law violations relating to the preparation of financial statements, issues of reporting and disclosure, and audit failures. [read post]
