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18 Jan 2016, 11:25 pm
Professor Erin Sheley (Calgary Law) and Theodore Frank (Competitive Enterprise Institute) have posted to SSRN their article, Prospective Injunctive Relief and Class Action Settlements, Harv. [read post]
12 Mar 2013, 11:58 am
In her written statement (Download White Testimony) she identified the following priorities: finish the rulemaking mandates contained in Dodd-Frank and the... [read post]
10 Oct 2013, 5:20 am
Dodd-Frank requires the SEC to issue rules barring national exchanges from listing any company that has not implemented a clawback policy that does not include recoupment of incentive-based compensation for current and former executives for a three-year period. [read post]
22 Sep 2017, 6:00 pm
Frank Vincent, a star of “The Sopranos” and “Goodfellas”, died last Wednesday during open-heart surgery due to complications. [read post]
18 Jun 2017, 5:02 am
Bankers in Maryland remain watchful of efforts to repeal large portions of Dodd-Frank, the 2010 law created to impose tough regulations on the industry in the wake of the 2008 financial crisis. [read post]
22 Mar 2012, 1:17 pm
Under Dodd-Frank, the sprawling regulatory overhaul, the Volcker Rule was supposed to take effect on July 21. [read post]
23 Sep 2010, 1:13 pm
The Senate Banking Committee will hold a hearing on Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act on September 30, 2010. [read post]
9 Oct 2014, 5:17 am
The numbers are in on SEC Dodd-Frank conflict minerals filings. [read post]
31 Mar 2012, 1:52 pm
The SEC posted on its website the Report on the Implementation of SEC Organizational Reform Recommendations As Required by Section 967 of the Dodd–Frank Wall Street Reform and Consumer Protection Act. [read post]
18 Mar 2019, 1:19 pm
Frank Gilmer Fones, Jr. served as a police officer in the canine unit of the Montgomery County Police Department (“MCPD”) for about twenty years. [read post]
25 Jun 2019, 8:45 am
Emmett, Arizona State University (ASU) - Center for the Study of Economic Liberty; PERC - Property and Environment Research Center is Revisiting Frank H. [read post]
3 Dec 2010, 8:07 am
The SEC announced it will defer certain initiatives mandated by Dodd-Frank because of budget uncertainty: The following activities are being deferred due to budget uncertainty. [read post]
9 May 2011, 2:14 pm
Republican Senators on the Senate Banking Committee urge the watchdogs for regulators to make sure the agencies take cost into account in promulgating Dodd-Frank rules, and SEC Chair Mary Schapiro says agency will focus on cost-benefit analysis when it considers... [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
5 Jul 2018, 12:58 pm
Maria Harris Tildon was reappointed to the board of directors of Chesapeake Employers’ Insurance Company while Franklin “Frank” J. [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
