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16 Mar 2012, 10:39 am by Walsh & Walsh, P.C.
Since financial institutions and large employers have virtually all of the available lending capital and a large number of the jobs, individuals have no recourse but to agree to an arbitration clause. [read post]
23 Mar 2010, 7:29 pm by Kevin Funnell
Regulators are weighing several options, he said, including tougher concentration caps, increased capital requirements, minimum underwriting standards and limits on banks that use wholesale funding to finance these loans. [read post]
5 Mar 2021, 5:01 am by Unknown
It happened to Payless ShoeSource, owned by Blum Capital and Golden Gate Capital. [read post]
15 May 2016, 3:04 pm by Nate Nead
  Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services. [read post]
6 May 2016, 6:15 am
Halper, Orrick, Herrington & Sutcliffe LLP, on Wednesday, May 4, 2016 Tags: Accounting, Capital formation, Financial reporting, Firm valuation, Internal auditors, Internal control, Investor protection, Regulation S-K, Reporting regulation, SEC, Securities enforcement, Securities fraud, Securities Regulation,Settlements Corporate Resilience to Banking Crises Posted by Ross Levine, University of California, Berkeley, on Thursday, May 5, 2016 Tags: Banks, Behavioral… [read post]
2 Mar 2009, 6:58 pm
  As a result, government intervention came in the form of subsidizing failing banks and businesses.] [read post]
15 Mar 2012, 2:58 pm by James Hamilton
In addition, HR 3606 would weaken investor protections around the relationship between research analysts and investment bankers working at the same firm, said the Chair, as well as the treatment of research reports prepared by underwriters of IPOs.HR 3606 would also overturn SRO rules establishing mandatory quiet periods designed to prevent banks from using conflicted research to reward insiders for selecting the bank as an underwriter. [read post]
28 Jun 2010, 5:15 am by Law is Cool
We took stock of the progress of the Basel Committee on Banking Supervision (BCBS) towards a new global regime for bank capital and liquidity and we welcome and support its work. [read post]
1 Apr 2010, 12:00 pm by Lucas A. Ferrara, Esq.
CUOMO'S HIDDEN-CAMERA INVESTIGATION LEADS TO 22 ARRESTS FOR PATIENT NEGLECT AT WNY AND CAPITAL REGION NURSING HOMES Video evidence at two facilities shows health care professionals allegedly failed to provide needed medical treatment and then falsified records to conceal neglect Yesterday, Attorney General Andrew M. [read post]
20 Aug 2020, 10:18 am by Lori J. Sommerfield
OCC and HUD: On July 17, 2020 at the Access to Capital Forum, OCC Acting Comptroller Brian Brooks and HUD Secretary Ben Carson and Senator Tim Scott (R-SC) – a member of the Senate Banking Committee and a leader for social justice – unveiled a new initiative to make affordable housing and capital more available to underserved communities through investments and lending related to Opportunity Zones. [read post]
23 Oct 2014, 4:18 am by LindaMBeale
  That kind of legislation, sought by the elite owners of capital who benefit from paying lower non-union wages, is (mis)labelled by the pro-wealthy right as "right to work". [read post]
These modifications included revised capital floors and an added minimum current leverage ratio (which was not a requirement under Basel). [read post]
7 Sep 2011, 2:00 am by LindaMBeale
  Huntsman understands taht the regulations that protect ordinary bank customers may face the big banks to "choose between downsizing or facing much higher capital ratios. [read post]
13 Jul 2010, 11:35 am by admin
“The money needed to maintain capital adequacy standards and finance future growth at that point is too much to expect from just the banks or private equity investors. [read post]
3 Aug 2018, 6:10 am
Silverman, Cleary Gottlieb Steen & Hamilton LLP, on Monday, July 30, 2018 Tags: Broker-dealers, Exchange Act, Investment banking, Janus Capital v. [read post]