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24 Jul 2010, 2:51 pm
Financial advisors are, sometimes effectively, competing with a slow to adapt primary market using secondary market opportunities. [read post]
23 Jul 2010, 1:29 pm
Geriatric care managers can help families through confusing times, and other advisors such as elder lawyers, estate planners, financial planners and others can offer invaluable advice when creating your plan for the future. [read post]
23 Jul 2010, 8:55 am
The IFRS Proposals would allow foreign registrants, subject to certain conditions, to prepare their financial statements in accordance with U.S. [read post]
21 Jul 2010, 5:16 pm
Although I have not read the actual text of the bill, I did read the Press Release sent out by the Committee on Financial Services… and there are some very interesting developments. [read post]
21 Jul 2010, 9:35 am
Geriatric care managers can help families through confusing times, and other advisors such as elder lawyers, estate planners, financial planners and others can offer invaluable advice when creating your plan for the future. [read post]
21 Jul 2010, 9:35 am
Geriatric care managers can help families through confusing times, and other advisors such as elder lawyers, estate planners, financial planners and others can offer invaluable advice when creating your plan for the future. [read post]
19 Jul 2010, 1:30 pm
One example was the bargain made by the broker-dealer units of Ladenburg Thalmann Financial Services and National Financial Services LLC, the clearing arm of mutual fund giant Fidelity Investments. [read post]
19 Jul 2010, 4:54 am
- Office of Financial Services - Another brand new office that will review filings from investment banks, investment advisors and the largest banks through more continuous and direct interaction with them and by working with other Divisions within the SEC - this new office likely will be more accounting-focused than a typical operations group. [read post]
18 Jul 2010, 8:15 pm
The Advisor can be used by employees, job applicants, applicants for, or participants in programs that receive federal financial assistance. [read post]
18 Jul 2010, 8:02 pm
The Advisor can be used by employees, job applicants, applicants for, or participants in programs that receive federal financial assistance. [read post]
17 Jul 2010, 1:01 pm
http://community2.business.gov/t5/Business-Law-Advisor/Dress-Code-Policies/ba-p/14727#A327? [read post]
16 Jul 2010, 3:03 pm
The Dodd-Frank Act includes reforms and other provisions in the following areas: regulatory structure (including creation of a new Financial Services Oversight Council), regulation of systemically significant financial institutions, bank capital requirements, proprietary trading by certain banking entities, sponsorships of and investments in hedge funds and private equity funds by certain banking entities, resolution of failing financial… [read post]
15 Jul 2010, 8:59 am
., White House Chief of Staff Rahm Emanuel and Presidential advisor Valerie Jarrett. [read post]
13 Jul 2010, 11:38 pm
The advisors, on the other hand, are coining it. [read post]
10 Jul 2010, 10:41 am
"Most pharma watchers agree that financial penalties, including last year's $2.3 billion Bextra settlement, won't upend Pfizer whose one year budget for R & D alone is in the billions. [read post]
8 Jul 2010, 10:31 am
“Financial advisors that either know they are peddling junk or don’t take the time to understand and disclose the risks to their clients are deserving of severe sanctions,” he added. [read post]
6 Jul 2010, 2:24 am
Under the current system, investment advisers (who generally provide financial planning services or investment advice to individuals) with $30 million of AUM are required to register with the SEC. [read post]
1 Jul 2010, 11:51 am
Numerous municipalities are struggling financially. [read post]
30 Jun 2010, 7:14 pm
AdvisorShares provides sales, marketing and educational support to help financial advisors use AdvisorShares ETFs to help them achieve their clients' investment goals and objectives. [read post]
30 Jun 2010, 1:50 pm
Smith & Smith Legal Advisors: would you like legal advice with that? [read post]
