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9 Feb 2022, 10:00 pm
Join us on Tuesday, February 22 as our Digital Innovation and Disruption Webinar Series continues with “ A Focus on Outsourcing in Financial Services: Digital Transformation and Innovation . [read post]
8 Jun 2010, 6:25 am
Britain's Financial Services Authority fined Rowan Dartington & Co and Close Investments Limited Monday, both for a failure to correctly protect and segregate client money from their own. [read post]
17 Jan 2013, 1:30 pm
Below are some of the book's features as listed on the publisher's website: Is written for the professional or student pursuing a career in financial services, taxation, or... [read post]
29 Mar 2011, 12:28 pm
Stuart Popham, who led the Magic Circle firm for seven years, will join the financial services giant in July to help develop its U.K. large-cap clientbase. [read post]
1 Dec 2017, 8:00 am
As detailed by The Sydney Morning Herald, the Australian government announced this week that it will convene a Royal Commission to examine potential misconduct by the Australian banking and financial services sector. [read post]
1 Sep 2011, 12:20 pm
The House Financial Services Committee recently announced two upcoming hearings on the SEC: On September 13, 2011, the Capital Markets and Government Sponsored Enterprises Subcommittee will hold a hearing on the regulation and oversight of broker-dealers and investment advisers. [read post]
19 Nov 2013, 8:00 am
The Italy Regulatory Update is a quarterly newsletter which summarizes the main Italian and EC/EU law developments in the area of corporate, banking and financial services. [read post]
20 Jan 2015, 2:34 pm
The bill was referred to the House Committees on Foreign Affairs, Ways and Means, Energy and Commerce, Judiciary, Financial Services,... [read post]
10 Feb 2012, 12:14 pm
Spencer Bachus, chairman of the House Financial Services Committee, that it has found probable cause that he violated the ethics rules because of trading on nonpublic information.... [read post]
9 Feb 2022, 10:00 pm
Join us on Tuesday, February 22 as our Digital Innovation and Disruption Webinar Series continues with “ A Focus on Outsourcing in Financial Services: Digital Transformation and Innovation . [read post]
16 Apr 2020, 5:05 pm
Financial services have become a minefield in South Florida as U.S. authorities put transactions by Venezuelans under a microscope. [read post]
13 Jun 2020, 4:24 am
As has been in the news and this blog, US Citizenship and Immigration Services has been in financial difficulty, threatening furloughs of employees, and is asking for support from Congress. [read post]
8 Mar 2010, 1:19 am
Andrew Farkas, the U.S. real estate investor, has inked a deal to buy Centerline Holding, a provider of real estate financial and asset management services, by investing $100 million in equity in the company, The Wall Street Journal reported. [read post]
29 Apr 2010, 4:13 am
Canadian pension fund Omers is close to edging out four private equity firms by acquiring, port and shipping group, Inchcape Shipping Services, The Financial Times reported. [read post]
29 Jul 2010, 1:15 am
Daniel Sokol BNA reports that the "Senate Appropriations Committee's Financial Services and General Government Subcommittee on July 27 approved a FY 2011 spending bill that includes $314 million for the Federal Trade Commission." [read post]
27 May 2010, 3:09 am
Michigan said that UBS Securities and UBS Financial Services have agreed to pay about $2.2 million as part of a 2008 settlement related to the sale of auction-rate securities, The Associated Press reported. [read post]
28 Sep 2009, 3:55 pm
On Sept. 29-30, the SEC will host a one and a half day roundtable to solicit the views of investors, issuers, financial services firms, self-regulatory organizations and the academic community regarding securities lending and short sales. [read post]
21 Jun 2007, 9:24 am
As reported by the WSJ Washington Wire, the Secretary of the Treasury agrees with us:Paulson, the former head of Goldman Sachs who has made reducing regulatory and legal burdens a signature issue, told the House Financial Services Committee that the... [read post]
21 Sep 2011, 5:18 am
The Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) (Amendment) Order 2011 The Landfill (Maximum Landfill Amount) Regulations 2011 Source: www.legislation.gov.uk [read post]
11 Jan 2023, 10:00 pm
With a view toward promoting environmental, social, and governance (ESG) investments and building a more sustainable society, the Japan Financial Services Agency (FSA) has proposed new guidelines that define the scope of ESG Public Funds subject to the guidelines. [read post]
