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2 Jun 2010, 5:23 pm
Event: Annual Meeting & Banquet Location: Boston, Massachusetts June 24-25 Sponsor: ACI (American Conference Institute) Event: Hedge Funds & Investment Advisors Location: New York, New York June 28-30 Sponsor: ICBI (The International Centre for Business Information) Event: SuperReturn Emerging Markets 2010 Location: Geneva, Switzerland June 28-July 1 Sponsor: ICBI (The International Centre for Business Information) Event: Fund Forum International 2010 Location: Monaco … [read post]
2 Jun 2010, 10:50 am
By contrast, my article focuses on provisions of non-financial contracts used in operations. [read post]
1 Jun 2010, 1:03 pm
Starr andquot;used his access to famous and powerful clients to burnish an image of trustworthiness, leading his clients to entrust him with management and control of their financial affairs,andquot; according to charges filed in Manhattan by a special criminal agent from the Internal Revenue Service. [read post]
1 Jun 2010, 4:00 am
I asked one client to list their top five referral sources and they were sure they knew who they were—financial advisors, accountants, other clients, etc. [read post]
28 May 2010, 11:30 am
You may also participate in the Advisor Plan, which is sold exclusively through financial advisors and has different investment options and higher fees and expenses as well as financial advisor compensation [read post]
28 May 2010, 9:00 am
Kenneth Starr, a New York financial advisor to the stars, was arrested and charged with wire fraud, fraud by an investment advisor, and money laundering for running a “Ponzi”-like scheme which caused his clients to invest over $30 million in a series of shell companies. [read post]
27 May 2010, 6:11 am
Municipal securities are a $2.8 trillion market, according to Municipal Market Advisors. [read post]
26 May 2010, 4:44 am
Below is a piece written by CongressDaily's Bill Swindell entitled "Frank Sees SEC Self-Funding Language As Ripe for Revision" that covers a number of topics: A drive to allow the SEC to self-fund its budget by retaining fees it collects will likely have to be modified to allow for greater oversight by appropriators, House Financial Services Chairman Barney Frank said Tuesday. [read post]
25 May 2010, 8:55 am
The team often includes not only the attorney, but the accountant, a financial or investment advisor, often a life insurance advisor, perhaps a pension actuary or administrator, and sometimes others as well. [read post]
24 May 2010, 11:29 am
(Mattapan, MA) Blc Financial, Inc. [read post]
24 May 2010, 11:18 am
(Boston, MA) Argo Advisors International Inc. [read post]
24 May 2010, 6:30 am
Senator Graham was also appointed to serve as a Commissioner on the Financial Crisis Inquiry Commission, established by Congress to examine the global and domestic causes of the recent financial crisis. [read post]
23 May 2010, 8:31 pm
Full Text of PFIARA of 2010 (requiring Hedge Fund Registration) The following is the full text of the Private Fund Investment Advisers Registration Act of 2010 which was part of the recently passed Senate financial regulation bill. [read post]
21 May 2010, 3:26 pm
The typical business model in the financial services industry is that public mutual fund companies generally have no employees of their own, but are managed by private investment advisors. [read post]
21 May 2010, 11:26 am
The typical business model in the financial services industry is that public mutual fund companies generally have no employees of their own, but are managed by private investment advisors. [read post]
21 May 2010, 4:38 am
The Fed can participate in the examinations and is also authorized to take enforcement actions against a designated financial market utility if there is an imminent risk of substantial harm to financial institutions or the broader financial system. [read post]
18 May 2010, 8:16 am
We know that competition for professional service advisors is getting more and more intense with more people entering the field. [read post]
17 May 2010, 7:32 pm
The decedent believed Mike and Chip did not have the level of financial prudence and business skill that he wished they had. [read post]
17 May 2010, 7:32 pm
The decedent believed Mike and Chip did not have the level of financial prudence and business skill that he wished they had. [read post]
17 May 2010, 11:16 am
All meaningful immigration services are paid for. [read post]
