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13 Feb 2020, 2:40 am
The investigation, conducted with the assistance of Airbus’ advisors, involved collection and review of 156 million documents, over 300 interviews, dawn raids and multiple requests for mutual legal assistance, including in relation to tracing financial flows. [read post]
12 Oct 2009, 1:42 pm
Professionals providing services to public corporations will demand compensation for bearing the risks of liability. [read post]
23 Apr 2020, 1:09 pm
To the extent there are nuanced or gray areas in the application process, applicants should seek advice from competent professional advisors. [read post]
22 Nov 2016, 2:04 pm
The role of financial institutions: participants will take a closer look at how human rights intersect with capital markets and explore the responsibility of financiers to drive respect. [read post]
28 Mar 2011, 7:02 pm
Trustee together are asking the bankruptcy judge in New York to appoint a Chapter 11 trustee for West End Financial Advisors LLC, the adviser for dozens of funds. [read post]
7 Sep 2021, 1:12 pm
John Gordon, senior researcher at RAND Corporation, and Emma Ashford, senior fellow at the Scowcroft Center for Strategy and Security at the Atlantic Council will join Mark Cancian, advisor to the International Security Program, for the discussion. [read post]
16 Jun 2020, 2:18 pm
Anderson, pertains to the Capital One Financial Corporation (“Capital One”) class action multi-district litigation (MDL), which consolidated over 60 cybersecurity-related class actions relating to a data security incident announced by Capital One on July 29th, 2019. [read post]
11 Jan 2011, 8:36 am
Imagine you’re a pension fund manager or advisor. [read post]
25 Apr 2020, 6:54 pm
“(2) to prevent the client from committing fraud that is reasonably certain to result in substantial injury to the financial interests or property of another and in furtherance of which the client has used or is using the lawyer’s services; (3) to prevent, mitigate or rectify substantial injury to the financial interests or property of another that is reasonably certain to result or has… [read post]
25 Apr 2020, 6:54 pm
“(2) to prevent the client from committing fraud that is reasonably certain to result in substantial injury to the financial interests or property of another and in furtherance of which the client has used or is using the lawyer’s services; (3) to prevent, mitigate or rectify substantial injury to the financial interests or property of another that is reasonably certain to result or has… [read post]
15 Dec 2006, 5:49 am
Does Congress want less taxpayer service? [read post]
16 Jul 2024, 9:01 pm
History and Facts of Jarkesy Agency Enforcement Proceedings George Jarkesy established two hedge funds and chose Patriot28 as their investment advisor. [read post]
2 Apr 2023, 6:00 am
The eDiscovery ecosystem has experienced varying levels of M&A+I activity over the years, with noticeable trends influenced by global economic factors, such as the financial crisis and the COVID-19 pandemic. [read post]
23 Sep 2010, 12:27 am
We know many families are struggling with unbearable financial stress. [read post]
9 Dec 2011, 7:00 am
Perhaps the hottest area in Financial Services due to uncertainty if the “Volker Rule” will be implemented this coming July when regulations that are part of Dodd-Frank take effect.Health care. [read post]
7 Feb 2012, 9:07 pm
These amendments would use internationally accepted measures to support new business models and innovation in digital products and services such as online music and movie streaming services. [read post]
28 Sep 2021, 2:15 am
As well as Wells Fargo Clearing Services located in Scottsdale, Arizona from April 2016 until April 2020. [read post]
7 Jun 2021, 4:57 pm
He is now a freelance policy advisor and freedom of expression activist. [read post]
20 May 2012, 7:47 pm
According to a recent Bank Safety & Soundness Advisor article (paid subscription required), Mr. [read post]
30 Mar 2011, 11:48 am
Although Regulation D does not specifically mandate that an investment advisor be involved with each non-accredited investor, it is generally advisable in that it ensures that each investor "has the knowledge and experience in financial matters that they are capable of evaluating the risks and merits of the prospective investment" as required by the 1933 Act. + Full and Fair Disclosure - Antifraud Provisions The 1933 Act requires that the offering documents fully and… [read post]
