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2 Aug 2018, 12:55 pm
FINRA Rule 2210 also require representations to investors be balanced in light of all the information being provided to the investor. [read post]
29 Oct 2018, 9:24 am
These long-form applications set out the technical specifics of the translator to be constructed, as the initial translator short-form filings just provided very basic information about the proposal. [read post]
11 Jun 2024, 8:00 am
Checks serve as a security of an informal loan “to be cashed on a mutually agreed upon later date. [read post]
13 Jul 2014, 10:16 pm
NAELA provides a variety of resources for attorneys such as a certification program for attorneys who focus on elder law issues. [read post]
9 Aug 2017, 6:06 am
Unfortunately, the high sales commissions associated with non-traded REITs often provide some broker dealers with enough incentive to overlook suitability requirements. [read post]
7 Apr 2010, 7:05 am
" Feldman's article goes on to provide insight into the countries' opposing viewpoints and some of the events/actions which have led to the current situation. [read post]
12 Apr 2011, 4:15 am
In general, the fluctuating workweek method applies only when all of the following conditions are met: The employee’s hours fluctuate from week to week; The employee receives a fixed salary that does not vary based on the number of hours worked each workweek; There is a “clear mutual understanding” between the parties that the fixed salary is compensation for all hours worked each workweek; The fixed salary is sufficient to provide compensation to the employee… [read post]
25 Mar 2016, 2:02 am
Mediation utilizes trained professionals to help parents communicate their differences and arrive at a mutually acceptable plan. [read post]
11 Dec 2015, 3:52 pm
MLPs have also been popular in recent years because they have provided relatively high returns to otherwise income-starved investors. [read post]
8 Jun 2018, 10:30 am
Unlike traditional mutual funds, shares of ETFs typically trade throughout the day on a securities exchange at prices established by the market. [read post]
3 Apr 2019, 8:23 am
He also is alleged to have lied to his branch manager when questioned about suspicious transactions in the closed-end mutual funds. [read post]
10 Aug 2007, 10:11 pm
With China and Russia amassing more US reserves than there are stars in the sky, they now have the power to provide more damage than any bombardment of bombs could bring. [read post]
14 Nov 2020, 11:40 am
Cook’s excluded property, provided a basis to adjust the division of property to achieve a measure of fairness, but notably not an equalization of family property and excluded property. [read post]
5 Aug 2015, 2:06 pm
They are characterized by yielding interest returns at least partially based on equity indexes, such as the S&P 500, rather than mutual funds that are used in variable annuities. [read post]
2 Mar 2012, 7:50 am
On the contrary, an attorney in a collaborative resolution may help the two parties work together to reach a mutual divorce settlement. [read post]
11 Dec 2015, 3:48 pm
MLPs have also been popular in recent years because they have provided relatively high returns to otherwise income-starved investors. [read post]
9 Feb 2010, 7:26 am
Of course, such distinctions are always easier in theory than reality, and as Berin Szoka and I argued in our recently paper on “high-tech mutually assured destruction,” regulation always spreads. [read post]
24 Sep 2013, 6:06 am
Also, a Houston Court of Appeals held in 1992, that a duty of good faith and fair dealing is owed by an HMO to health care providers, because of the special relationship between the two. [read post]
18 Jul 2008, 7:37 am
In Rohm, the insured sought a declaratory judgment that its insurer, Utica Mutual Insurance Company, is obligated to provide a defense in various lawsuits commenced against the insured for exposure to contaminated air and groundwater from its manufacturing facility. [read post]
28 Sep 2011, 5:51 am
"Breach of contract and unjust enrichment are mutually exclusive! [read post]
