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15 Dec 2015, 11:26 am by D. Daxton White
According to a recent FINRA announcement, Jeffrey Allan Mohlman (CRD #4431845, Dayton, Ohio) recently submitted an AWC in which he was barred from association with any FINRA member in any capacity. [read post]
4 Dec 2014, 10:22 am by D. Daxton White
According to a recent FINRA Disciplinary Action, Mark Foster (CRD #719105, Pasadena, California) was barred from association with any FINRA member in any capacity. [read post]
15 Dec 2015, 11:20 am by D. Daxton White
According to a recent FINRA announcement, Edmond John Harris (CRD #237825, Lighthouse Point, Florida) recently submitted an AWC in which he was barred from association with any FINRA member in any capacity. [read post]
31 Jan 2006, 12:13 am
How could it get any worse? [read post]
26 Sep 2007, 5:22 pm
  Amazon is offering not only music without copy protection, but unlike Apple and several other sites, the songs can be downloaded on any MP3 player, be it Zune, iRiver or just about any kind of cell phone.Not that it's expected to make an immediate dent in the sale of iPods or music from iTunes, but Apple will have to deal with it sooner or later. [read post]
6 Jan 2015, 7:50 am by D. Daxton White
According to a FINRA Disciplinary Announcement, Robert John Head (CRD #240935, Omaha, Nebraska) submitted an AWC in which he was barred from association with any FINRA member in any capacity. [read post]
27 Jan 2010, 4:00 am by Seth Leventhal
The fight for preferred forum is an important preliminary skirmish in any interstate legal battle -- that is, in any litigation between, say, a Minnesota company and an out-of-state company. [read post]
27 Jun 2016, 6:08 am
The referendum was advisory rather than mandatory and does not have any immediate legal consequences. [read post]
19 Apr 2016, 10:37 am by D. Daxton White
Acevedo (CRD #2508321, Wilton Manors, Florida) recently submitted an Offer of Settlement in which he was barred from association with any FINRA member in any capacity. [read post]
15 Dec 2015, 11:32 am by D. Daxton White
According to a recent FINRA announcement, Ralph Willard Savoie (CRD #411660, Mandeville, Louisiana) recently ubmitted an AWC in which he was barred from association with any FINRA member in any capacity. [read post]
15 Dec 2015, 11:14 am by D. Daxton White
According to a recent FINRA announcement, Aldo Comuzzi (CRD #4333010, Boca Raton, Florida) recently submitted an AWC in which he was barred from association with any FINRA member in any capacity. [read post]
18 Aug 2014, 10:18 am by D. Daxton White
According to a FINRA disciplinary action announcement, Robert Lee Drew (CRD #1799265, Janesville, Wisconsin) recently submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. [read post]
14 Jan 2008, 5:31 am
Whether there was any intentional campaign work on the issue of race by the Obama and Clinton camps in the past few days, it is clear that any further skirmishing on this issue is counterproductive to both and to the Democratic Party. [read post]
16 Nov 2009, 12:46 pm
While it is not easy for a Dallas Cowboys fan like myself to write about a Redskins victory with any enthusiasm, the Washington Redskins clearly scored a bigger victory on Monday than any victory this non-playoff team will have all season long on the field. [read post]