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19 May 2015, 8:05 am
"In Practice" provides pratical guidance on "capital markets, M&A, Banking & Fiance and Corporate Governance. [read post]
18 May 2015, 12:00 pm
By adding a mathematical penalty to banks in the form of negative interest rates, the new paradigm thus has added implications which appear to run directly opposite to the risk-averse Basel I-III bank capitalization and risk guidelines which were introduced in 1985. [read post]
18 May 2015, 9:42 am by Michael B. Cohen, P.A.
The recent violence in Venezuela’s Capital of Caracas and other major cities, hand-in-hand with a collapsed economy has left store shelves sparsely filled. [read post]
15 May 2015, 6:55 pm
Can we expect Cuba to develop its banking system and establish well-functioning capital markets? [read post]
15 May 2015, 10:46 am by Richard J. Andreano, Jr.
   Among other provisions, the draft bill also would (1) require the GAO to conduct a study and provide a report to Congress regarding whether the data published under the Home Mortgage Disclosure Act (HMDA) creates various privacy and identity theft risks (section 111), and (2) require the federal banking agencies to conduct a joint study and provide a report to Congress regarding the appropriate capital requirements for mortgage servicing assets of banking… [read post]
14 May 2015, 10:13 pm by Tessa Shepperson
” Coolio “Before becoming an MP, Francois worked in banking” Here we go…..the wheels are coming off “During the 2009 expenses scandal, Francois was described as “a bit of an animal” by the Daily Telegraph due to his love of Peparami”. [read post]
14 May 2015, 5:44 pm by Allison Tussey
From 2005 to March 2013, Fili was co-owner of Capital Financial Mortgage Corporation (“CFMC”), based in Delaware County, Pennsylvania. [read post]
14 May 2015, 1:02 pm by Tom Wild
On May 11, 2015, the European Banking Authority (EBA) published a consultation paper (EBA/CP/2015/09) on draft regulatory technical standards (RTS) on assigning risk weights to specialized lending exposures under Article 153(9) of the Capital Requirements Regulation (Regulation 575/2013). [read post]
14 May 2015, 3:08 am by Broc Romanek
Also note – per this blog – that a House Subcommittee will hold Round 2 of its hearings on a group of capital formation bills… Aretha! [read post]
13 May 2015, 6:09 am by Kelly Phillips Erb
We were fortunately not one of them but not for lack of the banks trying. [read post]
11 May 2015, 8:00 am by Adam Weinstein
Sheridan is currently registered with FINRA as a general securities representative, general securities principal, options principal and equity trader with the brokerage firm North South Capital, LLC (North South). [read post]
9 May 2015, 6:59 am by John Jascob
NYDFS announced that, in granting charter under New York banking law to New York City-based itBit Trust Company, LLC, the company is the first virtual currency company to receive such a charter.NYDFS had announced last year that it would be accepting licensing applications for virtual currency exchanges under New York banking law. [read post]
7 May 2015, 10:56 pm by Cathy Holmes and Victor Shum
Person investor’s status as an “accredited investor,” by requiring that investors submit copies of their tax returns, bank statements or other recognized means of verification. [read post]
7 May 2015, 10:56 pm by Cathy Holmes and Victor Shum
Person investor’s status as an “accredited investor,” by requiring that investors submit copies of their tax returns, bank statements or other recognized means of verification. [read post]
6 May 2015, 6:52 pm by Kevin LaCroix
It is the shareholders who are most likely going to have to foot the bill resulting from this squander of capital. [read post]
6 May 2015, 6:20 am by Gene Takagi
For social service providers, social impact bonds represent a sea change not only in the amount, but in the kind of available capital. [read post]
5 May 2015, 6:05 pm by Megan Geuss
FinCEN accused the company of violating the Bank Secrecy Act by failing to register as a Money Services Business while selling XRP and failing to set up an adequate anti-money laundering program. [read post]
5 May 2015, 6:05 pm by Megan Geuss
FinCEN accused the company of violating the Bank Secrecy Act by failing to register as a Money Services Business while selling XRP, and failing to set up an adequate anti-money laundering program. [read post]
4 May 2015, 8:51 am by Lyle Denniston
In other action on Monday, the Court refused to interfere with the efforts of the investment arm of the British financial giant, Barclays Bank, to collect some $4 billion in cash for its takeover of the bankrupt U.S. investment banking firm, Lehman Brothers. [read post]
1 May 2015, 10:00 am by Maureen Johnston
., whose attorneys contribute to this blog in various capacities, is among the counsel to the petitioner in this case.Issue: Whether the Federal Deposit Insurance Act preempts the application of state interest rate limitations to loans that were underwritten and originated by a state-chartered bank, when a non-bank acquires a predominant economic interest in the loans. [read post]