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25 Nov 2011, 8:42 am by William McGrath
" • The SEC argued that use of such consent judgments in which the SEC alleges a serious securities fraud, but the defendant neither admits nor denies wrongdoing "has been long endorsed by the Supreme Court" and "criticism of consent decrees for not including … an admission is 'unjustified.'" The SEC traced the history of its policy, emphasizing the desire to "preclude denials both in the consent decree itself and elsewhere. [read post]
29 Jul 2015, 11:30 am
  Some surmise that doctors believe fax transmissions are more secure and ensure greater privacy for patients. [read post]
28 May 2019, 1:44 pm by admin
Robert James Halldin has 10 disclosures in his 31 years in the Securities Industry, and has been registered with 13 different entities, including the following firms: American Portfolios Financial Services, Inc., Newington, CT— February 28, 2012 to July 6, 2017Pacific West Securities, Inc., Windsor, CT— July 31, 2009 to February 15, 2012Banc of America Investment Services, Inc., West Hartford, CT— November 10, 2005 to August 3, 2009… [read post]
25 Feb 2020, 2:32 pm by Kevin LaCroix
Under Item 601(b)(4) of Regulation S-K, companies must provide a detailed description of any securities registered under Section 12 of the Securities Exchange Act of 1934. [read post]
18 Apr 2019, 10:46 am by Renae Lloyd
In September 2013, Mireau allegedly used the $150,000 that he borrowed from his Firm customer to personally invest $140,000 in Vapor Distribution Inc. [read post]
2 Dec 2010, 7:05 am by Pamela Pengelley
If you are able to secure the appropriate legal process within your jurisdiction for this information, please send such process addressed to Google Inc. [read post]
23 Feb 2018, 10:00 am by Jordan Brunner
” In fact, the government asserts that the NDAA provision is worse for Kaspersky than DHS’s order because the NDAA bars the use of all Kaspersky products in all federal information systems, while the DHS directive prohibits only the use of certain Kaspersky services and embedded code in national security systems and systems used by the Defense Department and intelligence community. [read post]
30 Dec 2021, 8:22 am by Eugene Volokh
More recently, two media companies—MTM Acquisition, Inc., d/b/a Portland Press Herald/Maine Sunday Telegram, Kennebec Journal, and Morning Sentinel, and SJ Acquisition, Inc., d/b/a Sun Journal (the "Media Intervenors")—have moved to intervene … for the limited purpose of challenging the Plaintiffs' ongoing use of pseudonyms…. [read post]
7 Apr 2022, 3:17 pm by Zak Gowen
Shopify Sued by Crypto Holders Over 2020 Data BreachLaw360 – April 4, 2022 (subscription required) Cryptocurrency users in four states have sued e-commerce venture Shopify Inc. and outsourcing company TaskUs Inc. in Delaware federal court, saying in a class suit that a 2020 security breach exposed users of the company’s Ledger “hardware wallets” to hacking and crypto theft. [read post]
31 Aug 2009, 7:25 pm
(Inventive Step) Review of some of the amici briefs filed in Bilski (Holman's Biotech IP Blog)   US Patents – Lawsuits and strategic steps Hexagon Metrology – ITC institutes investigation regarding certain coordinate measuring arms in dispute between Hexagon and respondents Metris and Mitutoyo (ITC 337 Law Blog)   US Copyright Licensing rights in jointly owned copyrights: Davis v Blige; Sybersound v UAV Corp (IP Frontline)  … [read post]
15 Nov 2018, 6:21 am by admin
Scalese was registered with Summit Brokerage Services, Inc. in Dunmore, PA from March 29, 2010 until November 2, 2012, FINRA notes, and also worked with NFP Securities, Inc. in Dickson City, PA from April 6, 2006 until March 31, 2010. [read post]