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4 Mar 2019, 3:57 pm
The Regulations also implement a run-off regime (the ECD run-off) for EEA ISS providers to service financial services contracts taken out before exit day under the ECD. [read post]
22 Dec 2009, 6:30 pm
Some time in early 2010, the Ohio Supreme Court will be sending Ohio attorneys a questionnaire soliciting information on their pro bono activities, including any financial contributions to legal services organizations. [read post]
17 Mar 2011, 2:58 am
Meredian Financial Corporation, a California-based mortgage lender and broker, is the subject of a lawsuit filed in Minnesota, which alleges that the company charged Minnesota homeowners thousands of dollars to refinance their mortgages, but failed to deliver the promised services. [read post]
1 Apr 2016, 7:58 am
The Veterans Administration offers additional benefits to service members and their families when asbestos exposure is linked to their time in the service. [read post]
4 Jun 2008, 7:58 am
In addition, a lawyer should voluntarily contribute financial support to organizations that provide legal services to persons of limited means. [read post]
18 Jul 2019, 8:51 am
On 21 June 2019 the Financial Action Task Force (FATF) adopted its 2019 Guidance for a Risk-Based Approach to Virtual Assets and Virtual Asset Service Providers (the Guidance). [read post]
26 Dec 2010, 11:22 am
He said that at a recent hearing of the Financial Services Committee witnesses from major servicers were unable to offer any advantage in being affiliated with securitizers, other than to offer full service to customers, a justification he viewed as entirely unpersuasive. [read post]
13 Mar 2008, 7:33 pm
Today Katie Porter, Adam Levitin and I testified before the Financial Services subcommittee on Financial Institutions of the House Committee on Financial Services, along with Professor Larry Ausubel and four representatives of the credit card companies. [read post]
8 Apr 2022, 1:41 pm
The Dubai Financial Services Authority (DFSA), which is “the independent regulator of financial services conducted in or from” the Dubai International Financial Centre, introduced a regulatory regime for whistleblowing. [read post]
13 Aug 2007, 7:32 am
Hill - contains built-in financial incentives to break the rules. [read post]
29 Apr 2011, 12:58 pm
A Financial Industry Regulatory Authority arbitration panel says that Lincoln Financial Advisors Corporation must pay the Wright Family Trust $1.6M over securities claims related to investments that were made in a number of funds. [read post]
24 Apr 2018, 4:30 pm
NPV did not believe ZED was a journalist and suspected ZED was probably connected to QEL in some way and this was part of her plan to exert pressure on him to meet her financial demands. [read post]
23 May 2019, 12:28 pm
In addition, FINRA provides surveillance and other regulatory services for equities and options markets, as well as trade reporting and other industry utilities. [read post]
18 Mar 2022, 8:37 am
Consumers should be aware of the lack of recourse or protection available to them, as crypto-assets and related products and services typically fall outside existing protection under current EU financial services rules. [read post]
16 Feb 2018, 3:00 am
This often leads to less responsive and less comprehensive service, as the firm’s larger (and more profitable) clients receive more attention. [read post]
16 Dec 2021, 8:45 pm
On 15 December 2021, the Financial Ombudsman Service (FOS) opened a consultation for their strategic plans and budget for 2022/23. [read post]
26 Oct 2007, 7:13 am
Watters resigned from her post as Commissioner of the Michigan Office of Financial and Insurance Services (the “OFIS”) on October 15, 2007, effective October 31. [read post]
26 Mar 2007, 9:34 pm
The amendments seek to minimise regulatory burden in the provision of financial services through such things as changes to aspects of disclosure. [read post]
28 Mar 2011, 7:06 am
BofA Merrill Lynch and its affiliates comprise a full service securities firm and commercial bank engaged in securities, commodities and derivatives trading, foreign exchange and other brokerage activities, and principal investing as well as providing investment, corporate and private banking, asset and investment management, financing and financial advisory services and other commercial services and products to a wide range of companies, governments and… [read post]
15 Dec 2010, 7:12 pm
Discover Financial Services, Inc.Docket: 10-652Issue(s): 1) Whether the term “public accommodation” in Title III of the federal Americans with Disabilities Act is limited to a physical site owned by the defendant, or whether the term has a broader meaning to apply beyond physical premises; and 2) whether Section 504 of the Rehabilitation Act of 1973, 29 USC § 705(20), applies to companies receiving federal money in the recent bank “bailouts. [read post]
