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28 Dec 2023, 3:30 am
The SEC contended that Dirks, who uncovered & alerted the SEC and The Wall Street Journal to potential corporate wrongdoing, violated the prohibition on insider trading by “tipping” his firm’s clients to what he uncovered. [read post]
28 Dec 2023, 3:15 am
The latest issue of The Corporate Counsel has been sent to the printer. [read post]
28 Dec 2023, 12:59 am
The following groups of Americans living stateside must file Form 8938: Single filers or specified domestic entities who have accumulated foreign financial assets worth over $50,000 USD on the last day of the year, or over $75,000 USD at any point during the year Joint filers who have accumulated foreign financial assets worth over $100,000 USD on the last day of the year, or over $150,000 USD at any point during the year1 Going deeper: Specified domestic entities include certain domestic… [read post]
27 Dec 2023, 10:00 pm
The UK Economic Crime and Corporate Transparency Act 2023 (ECCTA), which will begin to come into force over the course of 2024, aims to prevent abuse of UK corporate structures and economic crime by improving the integrity of the information available on companies and other business entities, expanding law enforcement powers in relation to intelligence gathering and cracking down on crime connected to activities such as money laundering and fraud. [read post]
27 Dec 2023, 10:00 pm
After a default judgment was entered against Power Furniture, and its requests for a traverse hearing and leave to file a late answer were denied by the New York County Supreme Court, an appeal followed.Because Power failed to competently rebut the process server’s affidavit – which “constituted prima facie proof of proper service on the individual defendants … and the corporate defendant" -- the Appellate Division, First Department, agreed that jurisdiction… [read post]
27 Dec 2023, 10:00 pm
The UK Economic Crime and Corporate Transparency Act 2023 (ECCTA), which will begin to come into force over the course of 2024, aims to prevent abuse of UK corporate structures and economic crime by improving the integrity of the information available on companies and other business entities, expanding law enforcement powers in relation to intelligence gathering and cracking down on crime connected to activities such as money laundering and fraud. [read post]
27 Dec 2023, 10:00 pm
The UK Economic Crime and Corporate Transparency Act 2023 (ECCTA), which will begin to come into force over the course of 2024, aims to prevent abuse of UK corporate structures and economic crime by improving the integrity of the information available on companies and other business entities, expanding law enforcement powers in relation to intelligence gathering and cracking down on crime connected to activities such as money laundering and fraud. [read post]
27 Dec 2023, 10:00 pm
The UK Economic Crime and Corporate Transparency Act 2023 (ECCTA), which will begin to come into force over the course of 2024, aims to prevent abuse of UK corporate structures and economic crime by improving the integrity of the information available on companies and other business entities, expanding law enforcement powers in relation to intelligence gathering and cracking down on crime connected to activities such as money laundering and fraud. [read post]
27 Dec 2023, 10:00 pm
The UK Economic Crime and Corporate Transparency Act 2023 (ECCTA), which will begin to come into force over the course of 2024, aims to prevent abuse of UK corporate structures and economic crime by improving the integrity of the information available on companies and other business entities, expanding law enforcement powers in relation to intelligence gathering and cracking down on crime connected to activities such as money laundering and fraud. [read post]
27 Dec 2023, 10:00 pm
The UK Economic Crime and Corporate Transparency Act 2023 (ECCTA), which will begin to come into force over the course of 2024, aims to prevent abuse of UK corporate structures and economic crime by improving the integrity of the information available on companies and other business entities, expanding law enforcement powers in relation to intelligence gathering and cracking down on crime connected to activities such as money laundering and fraud. [read post]
27 Dec 2023, 6:09 pm
.; FS KKR Capital Corporation III; American Realty Capital Trust V Inc.; American Realty Capital Healthcare II Inc.; Walton US Land Fund 3 LP; NorthStar Healthcare Income; CION Investment Corp; and Griffin Capital Essential Asset REIT II. [read post]
27 Dec 2023, 2:17 pm
The Business of Facilitation and the Presumption of Corporate Untrustworthiness; The Norwegian "Guiding Cases" in Delek Group, Sumitomo, and KDDI ("Critically now, presuppositions of corporate untrustworthiness appear to serve as an unspoken parameter guiding the scope and application of the analytical project of quasi state organs like the Norwegian Pension Fund Global Trustworthiness has become, indeed, an important principle that has been a key element in… [read post]
27 Dec 2023, 2:09 pm
Until recently, it was unclear whether the duty of oversight, which typically results in claims against corporate directors, also attaches to corporate officers. [read post]
27 Dec 2023, 2:02 pm
(CRD#:4031), SALT LAKE CITY, UT B, 09/07/2005 – 04/14/2008, LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978), OGDEN, UT Filing a Complaint against your Brokerage Firm FINRA has regulations in place to ensure advisors act in the best interest of their clients (known as the fiduciary duty), but it’s wise for investors to stay informed and ask for clarification about any recommendations made by their advisor. [read post]
27 Dec 2023, 1:36 pm
Jeff Newman can be reached at Jeff@Jeffnewmanlaw.com or at 617-823-3217 The post SEC deadline on new requirements for corporate reporting cyberattacks is now appeared first on Jeff Newman Law. [read post]
27 Dec 2023, 1:16 pm
The Model Bulletin is a template communication that insurance regulators can use to guide insurers to employ AI Systems consistent with existing market conduct, corporate governance, and unfair and deceptive trade practice laws. [read post]
27 Dec 2023, 11:46 am
Russell Carbone, 69, Queens, New York, and Terrell Hill, 40, Long Island, New York, pleaded guilty to a wide-ranging scheme to steal residential properties by filing forged deeds with city officials. [read post]
27 Dec 2023, 8:45 am
According to FINRA Disciplinary actions for November 2023, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Patrick Cavanagh Spartan Capital securities, LLC National Securities Corporation Michael Digioia Lampost Capital, L.C. [read post]
27 Dec 2023, 7:00 am
The Corporate Transparency Act of 2020 (the “CTA”) is a Federal law set to go into effect on January 1, 2024. [read post]
27 Dec 2023, 6:12 am
[Corporate Counsel] * Ninth Circuit says former congressman convicted for taking illegal cash shouldn't have been tried where he got his bribe, but could be tried again where he lied about the bribe. [read post]
