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3 May 2010, 9:30 pm
Smith Distributing Company, Inc. entered into an agreement with the U.S. [read post]
24 Jul 2012, 3:01 am
In one embodiment, a method includes receiving a first request from a client for a target structured document and generating the target structured document and one or more parameters for one or more state objects associated with the client. [read post]
15 Jun 2016, 8:08 am
Richard M. [read post]
1 Oct 2013, 5:44 am
REGULATION FD Beginning in 1999 and continuing into 2000, media reports about selective disclosure of material nonpublic information by issuers raised concerns that select market professionals who were privy to this information profited at the expense of others. [read post]
16 Jun 2016, 2:48 pm
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
4 Oct 2011, 8:48 pm
The Third Arbitration Trilogy: Stolt-Nielsen, Rent-A-Center, Concepcion and the Future of American Arbitration American Review of International Arbitration, 2012Thomas Stipanowich Pepperdine University School of Law Abstract: For the third time in the modern era, a triad of key Supreme Court decisions represents a milestone in American arbitration. [read post]
3 Mar 2009, 6:07 pm
View the article here See the article above for the footnotes. 06/14/2004 By Dr. [read post]
29 Aug 2024, 6:57 am
On August 23, 2024, the Small Business Administration (SBA) posted a proposed rule to update and clarify aspects of various SBA small business programs, including but not limited to the HUBZone Program and 8(a) Business Development Program. [read post]
16 Feb 2022, 4:54 pm
FTI Consulting, Inc. recently announced findings from Part 3 of The General Counsel Report 2022: Leading with Endurance Through Risk, Culture and Technology Challenges. [read post]
