Search for: "The Regulatory Review"
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25 Dec 2011, 11:54 am
This announcement follows a recent law enforcement trend by the Conservative government generally and key Canadian regulatory officials. [read post]
18 May 2022, 12:50 pm
In a special “after-hours” episode of The Geek in Review, we talk with Norton Rose Fulbright US’ Head of Innovation, Zack Barnes. [read post]
14 Mar 2024, 10:54 am
It’s important to review these criteria carefully, as meeting them could mean your business is not required to file the BOI Report. [read post]
26 Feb 2014, 11:15 am
Internal Compliance Matters Annual Compliance Review—RIAs must conduct an annual review of their compliance policies and procedures. [read post]
23 Aug 2017, 10:28 am
The CFTC will review rules with an ultimate goal of reducing regulatory burdens and costs for industry participants. [read post]
8 Jan 2021, 6:12 am
While securities class actions will always remain a risk of accessing capital markets, the flurry of class actions is a reminder that given the new and complex regulatory hurdles in the cannabis industry, companies and their directors must take steps to prioritize regulatory compliance, establish strong quality controls, and carefully review any statements made to prospective shareholders. [read post]
2 May 2019, 1:26 pm
FERC held that asserting concurrent jurisdiction “such as to require approval from both the bankruptcy court and the Commission,” ensured that FERC would “have an opportunity to review any attempt to modify the filed rate. [read post]
9 May 2020, 8:49 pm
The second action deals with regulatory fees. [read post]
30 Oct 2023, 9:39 am
Every organization should consider adopting active regulatory review and compliance practices as a core component of its risk management strategy. [read post]
19 Sep 2020, 11:41 am
Here are some of the regulatory and legal actions and developments of the last week of significance to broadcasters, with links to where you can go to find more information as to how these actions may affect your operations. [read post]
7 Aug 2024, 1:01 am
On 22 July 2024 the Supreme Court of Appeal ordered the Independent Regulatory Board for Auditors (IRBA) to reconsider certain fees it had charged to auditors in 2019 and 2020. [read post]
6 May 2013, 7:08 am
Duke filed a petition with the Indiana Utility Regulatory Commission (IURC) which sought deferred-accounting treatment for $11.6 million. [read post]
2 Apr 2021, 5:06 am
” All consumer financial services providers, not only those who have availed themselves of the flexibilities provided by the rescinded statements, should be responding to that message by reviewing their compliance practices to make sure their houses are in order. [read post]
7 Mar 2017, 9:10 am
In this regard, the Bureau announced earlier today that fake online reviews would be the focus of its upcoming annual “2 Good 2 B True” day and Twitter chat on March 9th (@CompBureau). [read post]
17 Aug 2018, 8:55 am
• The negative effects of confusion over collateral agreements under the Indian Gaming Regulatory Act: Which agreements need review? [read post]
13 Sep 2012, 6:29 am
We encourage articles analyzing both the causes and effects of the crisis from a regulatory perspective and a homeowner perspective. [read post]
18 Jan 2024, 8:35 am
The UK Online Safety Act represents an even more holistic and comprehensive regulatory control over publication decisions. [read post]
7 Mar 2014, 4:13 am
Rather, the guidance should be viewed as recommendations, unless specific regulatory or statutory requirements are cited. [read post]
12 Jan 2012, 9:28 am
Jim Chen, Book Review, Soft Law and the Global Financial System: Rule-Making in the Twenty-First Century, 26 Emory Int'l L. [read post]
22 Aug 2011, 2:44 am
Some of these issues include: Investment Adviser Registration Exempt Reporting Advisers New Form ADV Part 2 New Form PF Insider Trading / Expert Networks Form 13H – Large Trader Reporting Requirements Use of Social Media General Dodd-Frank Initiatives Derivatives Regulation New Accredited Investor Definition New Qualified Client Definition IA Self Regulatory Organization After the event we will provide a review of the major items discussed during the panel. [read post]
