Search for: "ACTION STOCK TRANSFER CORPORATION" Results 661 - 680 of 843
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24 Sep 2024, 9:01 pm by renholding
The SEC oversees the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), and the Securities Investor Protection Corporation (SIPC). [read post]
25 Jul 2012, 9:00 am
One note: A Domestic or Foreign Asset Protection Trust works for most entities -C Corporations, Limited Liability Companies, Limited Partnerships -but not necessarily for an S Corporation, since only certain types of trusts can own S Corporation stock. [read post]
10 Oct 2023, 9:01 pm by renholding
The Commission worries that their consequent “informational advantage . . . over the selling shareholders in these transactions and the associated wealth transfers may be perceived by some market participants to be unfair. [read post]
6 Aug 2015, 6:21 pm by Kevin LaCroix
Corporate directors clearly have a fiduciary duty to understand and oversee cybersecurity, but there is no need for board members (many of whom have limited IT experience) to panic. [read post]
3 Apr 2024, 1:28 pm by Kevin LaCroix
The company’s share prices rose to more than over $40 per share, and corporate executives and offering underwriters profitably sold billions of dollars’ worth of the company’s stock, including in three post-IPO registered offerings. [read post]
28 Apr 2014, 12:00 pm by Moderator
In other instances, U.S. companies have pointed to machinations that appear to favor one company in particular in procurement actions. [read post]
30 Jan 2019, 9:01 pm by Tamar Frankel
” And buying shares in the stock market is based on predicting the future performance of the issuing company and the performance of its stock in the market. [read post]
14 Mar 2016, 2:56 am by Kevin LaCroix
  Carlson even made certain misrepresentations to Avon’s auditor to approve the wire transfer. [read post]
19 Aug 2020, 5:48 pm by Russell Knight
“DOCUMENT” or “RECORD” as requested, unless otherwise specified, shall make reference to the five year period prior to the filing of this action up to and including the present. [read post]
15 Apr 2014, 7:52 am by Trent Dykes
A capital asset generally is an asset held for investment purposes, like stocks or bonds or other investment property. [read post]
30 Aug 2012, 11:05 pm
& explicitly described http://www.bankruptcylitigationblog.com/uploads/file/VISTA-BK-SD-AL-MAHONEY-5-29-12.pdf … 9-BAP: §1112(b)(4) is often invoked by bankruptcy courts when a chapter 11 debtor's assets are swiftly being reduced http://www.bankruptcylitigationblog.com/uploads/file/SERRON-BK-NINTH-CIRCUIT-PAPPAS-6-8-12.pdf … 9-BAP: Appellate tribunal only reviews issues argued specifically and distinctly-not summarily-in party's opening brief… [read post]
16 May 2016, 1:00 pm by Dykema
A long list of entities are excluded from the definition of “legal entity customer,” including but not limited to: Regulated financial institutions; Certain governmental agencies; Entities whose common stock or equity interest are listed on the New York Stock Exchange or the American Stock Exchange or have been designated as a NASDAQ National Market Security listed on the NASDAQ Stock Market; Issuers of classes of securities registered under Section 12… [read post]
5 Jul 2012, 12:31 pm by Steven Boutwell
Mobil Oil Corporation,” 774 So.2d 119, 2000-0947, (La. 12/19/00). [read post]
3 Jun 2022, 6:49 am by Raquel Leslie, Brian Liu
Chinese tech stocks surged after the public announcements. [read post]
24 Jun 2014, 3:10 pm by Megan Muir
  One exception to this rule: if stock option grants are made in a parent company, that company should be issuing the stock award documentation. 6. [read post]
9 Mar 2011, 2:08 pm by Andrew Barovick
Whenever, over the years, insurers face low interest rates and declining stock investments, they start the drumbeat against justice for victims. [read post]
7 Jan 2019, 3:36 am by Peter Mahler
Along the way, I wrote about two court rulings in 2009 enforcing a disputed Nominee Agreement cementing the parties’ 50/50 stock ownership (read here and here). [read post]