Search for: "Action Stock Transfer Corporation"
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24 Sep 2024, 9:01 pm
The SEC oversees the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), and the Securities Investor Protection Corporation (SIPC). [read post]
25 Jul 2012, 9:00 am
One note: A Domestic or Foreign Asset Protection Trust works for most entities -C Corporations, Limited Liability Companies, Limited Partnerships -but not necessarily for an S Corporation, since only certain types of trusts can own S Corporation stock. [read post]
10 Oct 2023, 9:01 pm
The Commission worries that their consequent “informational advantage . . . over the selling shareholders in these transactions and the associated wealth transfers may be perceived by some market participants to be unfair. [read post]
6 Aug 2015, 6:21 pm
Corporate directors clearly have a fiduciary duty to understand and oversee cybersecurity, but there is no need for board members (many of whom have limited IT experience) to panic. [read post]
25 Jul 2023, 7:02 am
Stocks, bonds, notes, and other investments; e. f. [read post]
25 Jul 2023, 7:13 am
Stocks, bonds, notes, and other investments; e. f. [read post]
3 Apr 2024, 1:28 pm
The company’s share prices rose to more than over $40 per share, and corporate executives and offering underwriters profitably sold billions of dollars’ worth of the company’s stock, including in three post-IPO registered offerings. [read post]
28 Apr 2014, 12:00 pm
In other instances, U.S. companies have pointed to machinations that appear to favor one company in particular in procurement actions. [read post]
30 Jan 2019, 9:01 pm
” And buying shares in the stock market is based on predicting the future performance of the issuing company and the performance of its stock in the market. [read post]
14 Mar 2016, 2:56 am
Carlson even made certain misrepresentations to Avon’s auditor to approve the wire transfer. [read post]
19 Aug 2020, 5:48 pm
“DOCUMENT” or “RECORD” as requested, unless otherwise specified, shall make reference to the five year period prior to the filing of this action up to and including the present. [read post]
15 Apr 2014, 7:52 am
A capital asset generally is an asset held for investment purposes, like stocks or bonds or other investment property. [read post]
30 Aug 2012, 11:05 pm
& explicitly described http://www.bankruptcylitigationblog.com/uploads/file/VISTA-BK-SD-AL-MAHONEY-5-29-12.pdf … 9-BAP: §1112(b)(4) is often invoked by bankruptcy courts when a chapter 11 debtor's assets are swiftly being reduced http://www.bankruptcylitigationblog.com/uploads/file/SERRON-BK-NINTH-CIRCUIT-PAPPAS-6-8-12.pdf … 9-BAP: Appellate tribunal only reviews issues argued specifically and distinctly-not summarily-in party's opening brief… [read post]
16 May 2016, 1:00 pm
A long list of entities are excluded from the definition of “legal entity customer,” including but not limited to: Regulated financial institutions; Certain governmental agencies; Entities whose common stock or equity interest are listed on the New York Stock Exchange or the American Stock Exchange or have been designated as a NASDAQ National Market Security listed on the NASDAQ Stock Market; Issuers of classes of securities registered under Section 12… [read post]
5 Jul 2012, 12:31 pm
Mobil Oil Corporation,” 774 So.2d 119, 2000-0947, (La. 12/19/00). [read post]
3 Jun 2022, 6:49 am
Chinese tech stocks surged after the public announcements. [read post]
24 Jun 2014, 3:10 pm
One exception to this rule: if stock option grants are made in a parent company, that company should be issuing the stock award documentation. 6. [read post]
9 Mar 2011, 2:08 pm
Whenever, over the years, insurers face low interest rates and declining stock investments, they start the drumbeat against justice for victims. [read post]
30 Sep 2009, 11:14 am
The webmaster transferred ownership of the domain names into Sanderson's name at his request. [read post]
7 Jan 2019, 3:36 am
Along the way, I wrote about two court rulings in 2009 enforcing a disputed Nominee Agreement cementing the parties’ 50/50 stock ownership (read here and here). [read post]