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13 Apr 2024, 5:35 am
This shift could see high-performing agents command even greater compensation, while other brokers may face eroding revenues, forcing them to either adapt to a new environment or exit the industry. [read post]
12 Apr 2024, 11:27 am
The SEC charged five broker-dealers, seven dually registered broker-dealers, and four affiliated investment advisers for wide-ranging and persistent deficiencies in maintaining and preserving electronic communications. [read post]
12 Apr 2024, 4:47 am
We refer to MusicPro Insurance (www.musicproinsurance.com) which is a leading insurance broker in covering bands but there are others you can find. [read post]
11 Apr 2024, 7:55 pm
The Register: “Hospitals – despite being places where people implicitly expect to have their personal details kept private – frequently use tracking technologies on their websites to share user information with Google, Meta, data brokers, and other third parties, according to research published today. [read post]
11 Apr 2024, 4:57 am
On April 2 and 3, 2024, senior U.S. [read post]
11 Apr 2024, 4:00 am
A merger between two major international brokers led to claims for shareholder losses it was settled for an amount totalling $90 million of two shareholder suits. [read post]
10 Apr 2024, 9:30 pm
Mahoney Research Professor of Law and a professor of history at UVA, discusses her paper “William Henry Trescot: Pardon Broker,” which was published in The Journal of the Civil War Era. [read post]
10 Apr 2024, 8:29 pm
San Diego Couple File Six-Figure GWG L Bond Lawsuit Against Infinity Financial Services And Broker Anna Marie Ocampo Lovell. [read post]
10 Apr 2024, 3:10 pm
., The National Law Review; SEC).According to the new rules, participants who are deemed to be “dealers” must register with the SEC as broker-dealers, become a member of a self-regulatory organization (“SRO”), and adhere to securities laws and regulatory duties. [read post]
10 Apr 2024, 2:46 pm
Seven of Your Legal Rights Concerning Your Claim for Long-Term Disability You Have the Right to Buy an Individual Policy Directly from an Insurance Broker Long-term disability insurance is often available as part of a group plan with an employer. [read post]
10 Apr 2024, 1:59 pm
The Texas broker is accused by more than two dozen investors of making misrepresentations and omissions regarding certain investment products while he was a BOK Financial Securities registered representative. [read post]
10 Apr 2024, 7:01 am
She noted that the named executors had signed a listing agreement to sell the real estate owned by the estate despite receiving the application to remove them and found that they had not been forthright with the broker that they had no authority to sell the property or even that the property was owned by a deceased person. [read post]
10 Apr 2024, 3:02 am
By way of background, it should be noted that some brokers were selling programs as a replacement for workers’ compensation coverage. [read post]
9 Apr 2024, 6:53 pm
The best that I can do to minimise risk for my clients is that after they get advice from the surrogacy agency and their US attorney to then always, always get a second opinion from a specialist broker in this field. [read post]
9 Apr 2024, 6:53 pm
The best that I can do to minimise risk for my clients is that after they get advice from the surrogacy agency and their US attorney to then always, always get a second opinion from a specialist broker in this field. [read post]
9 Apr 2024, 10:34 am
Broker-dealers have strict communications retention mandates. [read post]
9 Apr 2024, 8:00 am
Its influence extends far beyond the fairways, permeating boardrooms, and conference halls where business deals are brokered. [read post]
9 Apr 2024, 6:32 am
Sometimes brokers push variable annuities on their clients even when they’re not suitable. [read post]
9 Apr 2024, 1:23 am
Pro tip: If you’re struggling to find the right plan for you, consider talking to an insurance broker. [read post]
8 Apr 2024, 10:00 pm
Watch now » Related Content Cyber Liability Insurance: Tips for Selecting a Strong Insurance Broker, Carrier, and Policy Use the tips in this practice note to help a client incorporate strategies for selecting a cyber policy that is best for its risk transfer needs and works together with the company’s various other kinds of insurance coverage. [read post]
