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21 Oct 2011, 5:18 am by Doug Cornelius
Coming Soon: #Occupy [Name of Your Company Here] by Broc Romanek in The Corporate Counsel .net As we all begin to plan for another wild proxy season, I wonder how many are planning for the potential of major disruptions at their annual shareholder meetings as Occupy Wall Street-type protests quickly spread to avenues that we never dreamed of. [read post]
1 Jan 2011, 8:21 am by William Carleton
I'm hearing entrepreneurs and private investors in Seattle begin to talk about this, anticipating when the phenomenon - so far mostly effective only for investors in and employees of "mature VC-backed companies" (to borrow a phrase from a Broc Romanek answer on Quora) - might become a part of the broader emerging company landscape. [read post]
6 Jul 2010, 4:34 am by Broc Romanek
Here are some of the latest entries: - Study: Twitter Reduces Bid-Ask Spreads - CalPERS Won't Issue a Focus List After Successful Engagement - Drafting Standing Delegations of Authority from the Board: Factors to Consider - PIPEs: Canadian Survey - A Self-Funded SEC: Making the Case - Broc Romanek [read post]
15 Feb 2012, 4:12 am by Broc Romanek
Here are some of the latest entries: - NACD's New Blue Ribbon Commission Report on Lead Directors - Corp Fin Allows Exclusion of GE Auditor Rotation Proposal - SEC Republishes Revised FINRA Proposal to Require the Filing of Private Placements - Sentencing Commission Acts on Dodd-Frank - Q&A with Governance Expert Bob Monks - Broc Romanek [read post]
20 Feb 2014, 4:43 am by Broc Romanek
Here are some of the latest entries: - Majority Support Prompts Verizon Bylaw on Proxy Access - How to Update D&O Questionnaires for "Bad Actors" - New Defensive Tactic Leads to Negative Recommendations for Director Elections - 2014 Proxy Season Checklists - Group of 70 Investors Pressure Companies to Assess Climate Change - Survey: Directors Split on Governance Engagement - Broc Romanek [read post]
25 Apr 2014, 3:51 am by Broc Romanek
With him is Bob Belluck, who served under Herb Scholl back in the day: - Broc Romanek [read post]
6 May 2014, 4:27 am by Broc Romanek
- MD&A Case Addresses Whether an Uncertainty Is “Known” - Advances in Technology May Impact Segment Reporting - Shareholder Proposals: Case Involving Statement in Opposition - An Interview with Vanguard on Shareholder Engagement & More - Shareholder Proposals: WCN Wins “Proposal by Proxy” Appeals Case - Update: District Court Denies Motion for Reconsideration in MD&A Case - Broc Romanek [read post]
11 Sep 2012, 4:54 am by Broc Romanek
The Second Deal Cube Tourney: Round One; 10th Match As noted in these rules (and keep sending more pics for the next tourney), please vote for two of the following four cubes below: - TNT to Implode Dunes Casino - Sonic Care Toothbrush - Pink Panther Gumby Holding Globe - Curved Online Surveys & Market Research - Broc Romanek [read post]
20 Dec 2017, 6:00 am by Doug Cornelius
by Broc Romanek What’s on the Agenda—the SEC’s Regulatory Flexibility Agenda, that is? [read post]
10 Jun 2016, 3:13 am by Broc Romanek
See this report about the revolving door between the staff of the House Financial Services committee and the financial industry… – Broc Romanek [read post]
28 May 2015, 3:07 am by Broc Romanek
Check out her blog – and Facebook page, as well as this explanation of “Cycling for Good” and how you can donate… – Broc Romanek [read post]
18 Dec 2009, 4:38 am by Broc Romanek
Here are some of the latest entries: - RiskMetrics' 2009 Proxy Season Scorecard - Remuneration Reports Receive More Dissent in Australia - Study: "Private Ordering" is Not a Viable Alternative to Proxy Access - Walden Asks Broadridge Not to Eliminate In-Person Shareholder Meetings - Broc Romanek [read post]