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4 Sep 2009, 1:53 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKBusiness LawFacts Excusing Derivative Action Filers From Required Prior Demand on Board Not Shown; Suit DismissedIn re Citigroup Inc. [read post]
20 Aug 2023, 9:01 pm
The decision provides an important roadmap, in light of the Supreme Court’s 2021 decision in Goldman Sachs Group, Inc. v. [read post]
9 Dec 2009, 6:55 am
Incorporated, Goldman Sachs & Co., Bear Stearns Companies, Inc., Bank of America Securities LLC, Bank of New York, Citigroup Inc., Credit Suisse (USA) Inc., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., and UBS Financial Services, Inc. [read post]
7 Aug 2007, 11:03 am
JUNE 6, 2007: NASD FINED CITIGROUP $3 MILLION FOR FAILURE TO SUPERVISE On June 6, 2007, the NASD fined Citigroup Global Markets, Inc., $3 million for its failure to adequately supervise a team of brokers based in Charlotte, NC, who used misleading sales materials during dozens of seminars and meetings for hundreds of employees of BellSouth Corporation. [read post]
6 Sep 2011, 12:17 pm
Citigroup, Inc.5. [read post]
15 Apr 2011, 7:50 pm
Some of the mortgage include big-name companies like Sun Trust Mortgage, Bank of America, JP Morgan Chase, Citigroup and Wells Fargo. [read post]
12 Jun 2018, 8:51 am
Courtesy of LAWA The bonds were underwritten by Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc. and Ramirez & Co., Inc. [read post]
22 Jun 2009, 3:00 am
Mattel, Inc., 128 S. [read post]
17 Mar 2009, 8:45 am
Second, just last week in Citigroup Global Markets, Inc. v. [read post]
25 Jan 2017, 9:51 am
All are direct subsidiaries of CitiFinancial Credit Company, and an indirect subsidiary of New York-based Citigroup, Inc. [read post]
4 May 2012, 3:27 am
Richard (Dick) Parsons, Retired Chairman, Citigroup will serve as the Chair of the New NY Education Reform Commission The Executive Order creating the Commission includes the following tasks: 1. [read post]
27 Mar 2012, 11:39 am
Citigroup Global Markets, Inc., 2011 W.L. 5903733 (S.D.N.Y.), Judge Jed S. [read post]
24 Aug 2015, 7:16 am
From 2006, until June 2009, King was registered with Citigroup Global Markets Inc. [read post]
8 Jul 2011, 5:00 am
In June of 2005, the advisors to the funds were sold by Citigroup, their parent company, to Legg Mason, Inc. [read post]
31 Mar 2020, 6:48 am
The C-Tracks Exchange-Traded Notes Based on the Performance of the Miller/Howard MLP Fundamental Index are unsecured debt securities issued by Citigroup Inc. [read post]
15 Sep 2010, 9:28 am
James Dimon 2009 Total Compensation: $9,274,494 Citigroup Inc. [read post]
31 Aug 2022, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Wednesday, August 31, 2022 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services, Inc. [read post]
4 Feb 2011, 7:42 am
In mid-January, Main Hastings, LLC of Texas sued several banks - including Citigroup Inc., J.P. [read post]
12 Aug 2019, 12:05 pm
The offering was underwritten by Cannacord Genuity, GMP Securities LP, Echelon Wealth Partners, Bloom Burton Securities, Inc., Cormark Securities Inc., and Haywood Securities. [read post]
25 Jul 2008, 3:17 am
Since then, Cuomo has sent subpoenas to 100 individuals and 30 entities, including JP Morgan Chase & Co, Citigroup Inc., Goldman Sachs Group, Inc., and Merrill Lynch and Co. [read post]
