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15 Dec 2018, 8:40 am by Staff Attorney
  From September 2013 until June 2015 Hightower was associated with Legacy Assets Securities, Inc. out of the firm’s Houston, Texas office location. [read post]
11 Feb 2021, 2:42 pm by Unknown
Phil Hartstein, President and CEO, Finjan Holdings, Inc.Phil is President and Chief Executive Officer of Finjan Holdings, Inc. and oversees the direction and management of current assets and future investments as well as working with the company’s executive management team to execute the shareholders vision as a public technology company. [read post]
24 Jun 2022, 6:26 am
ESG Global Study 2022 Posted by Jessica Ground, Capital Group, on Friday, June 17, 2022 Tags: Asset management, Climate change, Environmental disclosure, ESG, Greenwashing, Institutional Investors, Risk, Surveys, Sustainability, Transparency What’s “Controversial” About ESG? [read post]
24 Jun 2022, 6:26 am
ESG Global Study 2022 Posted by Jessica Ground, Capital Group, on Friday, June 17, 2022 Tags: Asset management, Climate change, Environmental disclosure, ESG, Greenwashing, Institutional Investors, Risk, Surveys, Sustainability, Transparency What’s “Controversial” About ESG? [read post]
27 Sep 2019, 6:00 am
Posted by Michael Ewens (California Institute of Technology) and Richard Townsend (UCSD), on Friday, September 20, 2019 Tags: Capital formation, Diversity, Entrepreneurs, Venture capital firms Statement on Volcker Rule Amendments Posted by Robert J. [read post]
23 Nov 2011, 3:00 am by Louis M. Solomon
Sovereign (Grenada) for Conduct in Post-Judgment Discovery (0) Post-Judgment Attachment of Assets Blocked (0) [read post]
22 Apr 2021, 6:15 am by Silver Law Group
A corporate monitor has been appointed at GPB, and it is expected that the company’s assets will be liquidated and investors will receive their pro rata distribution of the proceeds. [read post]
19 Aug 2022, 6:30 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, August 18, 2022 Tags: Capital allocation, Dividends, ESG, Firm performance, Growth rates [read post]
19 Aug 2022, 6:30 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, August 18, 2022 Tags: Capital allocation, Dividends, ESG, Firm performance, Growth rates [read post]
25 Oct 2022, 10:46 am by assoulineberlowe
Chicago Crypto Capital LLC et al In the Northern District of Illinois, the SEC has brought a civil action against Chicago Crypto Capital LLC (“Chicago Crypto”), its president and sole owner Brian B. [read post]
24 Jan 2020, 7:18 am
Duhnke III, Public Company Accounting Oversight Board, on Friday, January 17, 2020 Tags: Accountability, Accounting, Accounting standards, Audits, Disclosure, Financial reporting, Financial technology, Oversight, PCAOB, Sarbanes–Oxley Act, Securities enforcement, Securities regulation Sustainability as New Standard for Investing Posted by Barbara Novick, BlackRock, Inc., on Friday, January 17, 2020 … [read post]
5 Oct 2012, 8:12 am by Alexander J. Davie
Recently, a late stage startup, Neogenix Oncology, Inc. was forced to file for Chapter 11 bankruptcy because of this very problem. [read post]
16 Oct 2019, 10:38 am by Staff Attorney
Advisor Jeffrey Davis (Davis), currently employed by Kovack Securities Inc. [read post]
30 Oct 2022, 4:07 pm
The Family trust held shares in a company, Muster Management Inc., and the Joint Partner Trust held investments. [read post]
13 Feb 2007, 1:38 pm
  Other companies, such as Licent Capital and Copient Capital, arrange for loans based on intellectual property or a royalty stream from a license agreement. [read post]