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1 Nov 2019, 6:00 am
Investment Management: Compliance Developments & Calendar for Private Fund Advisers Posted by Jason M. [read post]
7 Jun 2023, 7:29 am
However, LLCs are used by a wide range of businesses, from one person consulting firms, to large investment funds. [read post]
8 Mar 2011, 1:38 am
Kelley Jr.: Founder/Managing Partner, Kelley & MurphyAgendaThe following topics will be addressed by Irish, European and U.S. speakers and panelists at the Symposium:*Accessing Capital and Starting Up a BusinessAttracting venture capital, capital finance, banking (bulleted list)State funding and grant assistanceLegal structure and formations, redomiciliation, mergers and acquisitions and other areas of corporate lawPublic private partnershipsCurrent… [read post]
15 May 2020, 6:00 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, May 15, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of May 8–14, 2020. [read post]
4 Apr 2014, 3:27 am
No BSA/AML monetary penalty exceeded 1% of a financial institution’s total equity capital in that period. [read post]
31 Oct 2015, 7:03 pm
Staff of the five agencies consulted with staff of the Commodity Futures Trading Commission and the Securities and Exchange Commission in developing the final rule, as required by the Dodd-Frank Act. [read post]
10 Sep 2010, 1:00 pm
Emmes Asset Management Co. [read post]
17 Nov 2009, 6:05 am
Companies should consult shareholders, but not just on pay in a formal annual meeting vote. [read post]
29 Sep 2019, 5:33 am
Advisor Richard Braverman (Braverman), currently employed by Geneos Wealth Management, Inc. [read post]
14 Feb 2007, 5:34 am
"A premarriage agreement is critical, but without one, I make sure my clients have all their corporations tied down and that the people on the board of directors are who they want them to be," says Steve Reed, president of Capital Advisors Consulting, a firm which advises professional baseball players. [read post]
26 Feb 2007, 1:04 pm
Management estimates that diluted earnings per share will be in the range of 26 to 28 cents for the first quarter ended Mar. 31, 2007. [read post]
4 May 2022, 6:34 am
Setting ESG Goals An essential function of a corporate board is to ensure that management is setting clear, meaningful goals that address organizational priorities. [read post]
4 May 2022, 6:34 am
Setting ESG Goals An essential function of a corporate board is to ensure that management is setting clear, meaningful goals that address organizational priorities. [read post]
18 Jun 2012, 12:14 pm
DMIs would also be required to have effective corporate governance frameworks in place, supervisory policies and procedures to manage their OTC derivatives operations, and risk management systems to manage OTC derivatives related business risks. [read post]
2 Apr 2012, 2:26 pm
As a franchise consultant and attorney practicing in the province of Quebec, I was delighted to have been asked to write this article. [read post]
Austin Dutton and Newbridge Securities Sanctioned By the State of Pennsylvania Over Securities Sales
10 Oct 2017, 7:54 am
In particular Dutton sold real estate investment trusts formerly managed by Nicholas Schorsch’s private firm, American Realty Capital (ARC), now AR Global. [read post]
11 Mar 2011, 5:00 am
Hanley, Jr. in Davis Wright Tremaine LLP’s Corporate Finance Law Blog It now appears that the FASB may be ready to reverse course, and perhaps even to adhere to its current rules, which draw a bright line between capital and operating leases. [read post]
20 Sep 2018, 6:02 am
13 in federal district court in Maryland, charges Merrill, Ledford, and Jezierski, along with their entities, Global Credit Recovery, LLC, Delmarva Capital, LLC, Rhino Capital Holdings, LLC, Rhino Capital Group, LLC, DeVille Asset Management LTD, and Riverwalk Financial Corporation, with violations of the antifraud provisions of the federal securities laws.Common Signs of a Ponzi SchemeOnce you're inside a Ponzi Scheme, it can look… [read post]
24 Apr 2010, 7:17 am
Editor’s Note: Edward Greene is a partner at Cleary Gottlieb Steen & Hamilton LLP focusing on corporate law matters. [read post]
27 Sep 2024, 6:30 am
Lindsay, Sullivan & Cromwell LLP, on Saturday, September 21, 2024 Tags: Audit, Board of Directors, Corporate governance, Executive Compensation The New Power Brokers: The Rise of Asset Manager Capitalism and the New Economic Order Posted by Sahand Moarefy, on Sunday, September 22, 2024 Tags: Asset Manager, Brokers, ESG, Exxon Securities Law Updates Posted by David A. [read post]
