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23 Jan 2014, 9:00 am
Neither a funding portal, nor its officers, directors, partners or persons occupying a similar status with the funding portal, are allowed to: Have any type of financial interest in an issuer (the company raising capital) who is selling securities through the funding portal’s platform; or Receive a financial interest in an issuer as compensation for services provided to or for the benefit of an issuer in connection with the offer and sale of… [read post]
21 Sep 2010, 12:45 am
The legislation would prevent hedge fund and investment fund managers from paying taxes entirely at capital gains rates on investment management service income received as carried interest in an investment fund. [read post]
4 Apr 2007, 1:18 pm
If the bankruptcy court gives its approval, New Century will sell its loan servicing business to Carrington Capital Management. [read post]
24 Jan 2019, 9:00 pm
O’Connell and Aronowitz, one of the Capital District’s largest broad service law firms, announces the […] The post Danielle Holley Named O&A Shareholder first appeared on OA Law. [read post]
4 Sep 2017, 9:20 am
Pouschine Cook Capital Management has announced its acquisition of Southern Dental Alliance. [read post]
4 Sep 2017, 9:20 am
Pouschine Cook Capital Management has announced its acquisition of Southern Dental Alliance. [read post]
30 Jun 2011, 2:00 am
The new rules grandfather funds that began raising capital by the end of 2010 and represented themselves as pursuing a venture capital strategy into the definition of venture capital fund. [read post]
28 Nov 2018, 10:40 am
Gupta began his career with the Supreme Court in 2007 as an attorney on its central staff focused on complex capital cases, drafting orders and opinions for capital-related appeals and habeas corpus petitions. [read post]
19 Nov 2019, 7:12 am
Zhang allegedly falsified customer signature pages on new account forms for some customers of Cetera. [read post]
5 Aug 2009, 1:30 pm
CITY AND STATE AWARD JOB RETENTION AND CREATION PROGRAM GRANT TO ENCOURAGE FINANCIAL SERVICES FIRM TO EXPAND IN LOWER MANHATTAN SecondMarket to Receive up to $1.2 Million for Adding 367 Employees over Four Years Maintaining the City as the Global Financial Services Capital and Promoting Entrepreneurship Is Part of City's Five Borough Economic Opportunity Plan New York City, August 5, 2009 - New… [read post]
22 Nov 2013, 4:07 am
[The Board sustained this opposition to registration of STONE LION CAPITAL for "financial services, namely, investment advisory services, management of investment funds, and fund investment services" [CAPITAL disclaimed], finding the mark likely to cause confusion with the registered marks LION and LION CAPITAL for various financial services [CAPITAL disclaimed]].StonCor Group, Inc. v. [read post]
31 Jan 2022, 5:12 pm
The New York Senate has confirmed Governor Hochul’s nomination of Adrienne Harris to serve as Superintendent of the state’s Department of Financial Services. [read post]
5 Apr 2023, 2:10 pm
As part of the merger, Oakley Capital and Bain Capital Credit are investing in the combined business to expand its global reach and accelerate the company’s legal artificial intelligence, or AI, lab. [read post]
4 Apr 2025, 10:34 am
Hopefully, this is the start of a new era for traditional banks and other financial services companies being able to participate in a more meaningful way in blockchain technology solutions and digital asset offerings. [read post]
1 Dec 2022, 5:34 am
Vestar Capital Partners has completed a strategic growth investment in Nox Health, according to a news release. [read post]
1 Nov 2024, 7:00 am
Patient Square Capital will make a strategic investment in CorroHealth, according to a news release. [read post]
25 Apr 2024, 7:00 am
Serent Capital has invested in Medical Informatics Engineering (MIE), according to a news release. [read post]
12 Jan 2018, 12:06 am
The Korean Capital Market Act and related regulations dictate the basics for tender offers in Korea. [read post]
19 May 2014, 7:26 am
Hopefully this is not an indication of Capital One’s limited commitment to this new offering. [read post]
21 Oct 2011, 3:59 pm
Patrick McHenry (R-NC), who noted that new ideas are needed to help provide small businesses and entrepreneurs with the ability to create jobs. [read post]
