Search for: "Capital One Financial Corporation" Results 661 - 680 of 5,983
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
27 Mar 2019, 8:16 am by Daniel Shaviro
One might really like access to standard corporate law (if one was actually incorporating, not just checking the box for C corporation tax status despite using some other sort of legal entity). [read post]
21 Feb 2014, 7:34 am by Todd Janzen
 The 30 persons are key agriculture leaders with interests and experiences in large corporations, financial institutions and universities. [read post]
7 Jan 2014, 8:30 am by Docket Navigator
Capital One Financial Corporation et. al., 1-13-cv-00740 (VAED December 18, 2013, Order) (Trenga, J.) [read post]
2 Apr 2008, 8:00 am
The FFSP charter should be flexible enough to incorporate a wide range of financial services providers, such as broker-dealers, hedge funds, private equity funds, venture capital funds, and mutual funds. [read post]
7 Jun 2009, 5:26 am
Capital Markets in the 21st Century (Capital Markets Commission), which in 2007 recommended that public companies "stop issuing earnings guidance or, alternatively, move away from quarterly earnings guidance with one earnings per share number to annual guidance with a range of EPS numbers. [read post]
21 Mar 2011, 8:34 am by Jan Lederman
Occasionally a client will have a business model that is service oriented, with one or more financial backers with high incomes and a desire for tax write-offs. [read post]
29 Aug 2022, 6:48 am by Staff Attorney
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that broker Matthew Steven Gaer (Gaer), currently employed by Aegis Capital Corporation (Aegis) has been subject to at least two  customer complaints during the course of his career. [read post]
8 Mar 2012, 10:20 am by James Hamilton
H.R 3606 ensures investors are protected by requiring emerging growth companies to provide audited financial statements as well as establishing and maintaining internalcontrols over financial reporting.The measure is intended to address the decline in the number of companies entering the U.S. capital markets through IPOs. [read post]
26 Jan 2023, 9:05 pm by renholding
The SEC finalized the changes to Rule 10b5-1 trading plans in December 2022, and while corporate plans were excluded from the rulemaking on the new blackout periods, the required disclosure of material terms of insiders’ plans and the requirement for companies to file their insider trading policies (or explain why they don’t have one) are both significant examples of how the SEC is mandating its view of good corporate behavior in a prescriptive manner, with few… [read post]
1 Dec 2013, 10:05 am by James Hamilton
The FRC also proposes to remove the current Corporate Governance Code provision requiring listed companies to make a going concern statement. [read post]
22 Feb 2010, 10:18 am by Jeremy Saland
According to Brooklyn (Kings County) District Attorney Charles Hynes, Robert Delvicario, Lennox Johnson, Shanda Bruce and Thermine Remy, and three corporations, Adonis Abstract LLC, LBW Corporation, and Robo Capital Securities, Inc., have all been indicted by a Grand Jury for crimes including, Enterprise Corruption, Mortgage Fraud, Grand Larceny, Identity Theft, and Falsifying Business Records. [read post]
16 Feb 2010, 12:29 am by LindaMBeale
  Moreover, he suggests that decisions about banks' size can only be made through an international regulator--the Financial Stability Board--which would broker international agreements regulating size and capital requirements. [read post]
11 Jun 2014, 8:42 pm
Danielczyk, Jr., Chairman of Galen Capital Corporation co-hosted a fundraiser for Hillary Clinton’s presidential campaign. [read post]
3 Jul 2019, 11:02 am by Kevin Kaufman
In the case of financial subsidiaries, the formula is modified, and the CFC income inclusion is partially taken from the comparison between the larger of income generated from overcapitalization or the sum of leasing fees, royalties, capital gains, and abnormal income. [read post]
14 Jun 2011, 10:13 am
At minimum they must be a member of a board or one of the company's corporate officers. [read post]
19 May 2016, 2:33 pm by Kevin LaCroix
[iii] One driver may be the state of the economy in the United States today. [read post]
16 Mar 2011, 5:00 am by Doug Cornelius
Earlier this week the House Committee on Financial Services distributed a press release about five potential bills that would revise the financial service legislation: The Asset-Backed Market Stabilization Act The Small Company Capital Formation Act The Small Business Capital Access and Job Preservation Act The Business Risk Mitigation and Price Stabilization Act The Burdensome Data Collection Relief Act Besides the sensationalist graphics, the Small Business… [read post]
16 Mar 2011, 5:00 am by Doug Cornelius
Earlier this week the House Committee on Financial Services distributed a press release about five potential bills that would revise the financial service legislation: The Asset-Backed Market Stabilization Act The Small Company Capital Formation Act The Small Business Capital Access and Job Preservation Act The Business Risk Mitigation and Price Stabilization Act The Burdensome Data Collection Relief Act Besides the sensationalist graphics, the Small Business… [read post]