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9 Dec 2015, 6:21 am
In March 2014, Arford was also terminated from Independent Financial Group, LLC (IFG) after allegations were made that Arford was the subject of customer complaints. [read post]
27 Mar 2014, 12:14 pm
Due to the very risky nature of alternative investments such as non-traded REITs, it is imperative that firms conduct appropriate suitability inquiries to determine whether a recommendation for the purchase of such a product is actually appropriate for each customer. [read post]
11 Oct 2015, 5:50 am
Products were distributed to wholesalers and retailers in Michigan, Nevada, Oregon, and Washington and sold to Internet customers nationwide from the website at skipanonbrand.com. [read post]
19 Feb 2016, 11:57 am
Aegis Defense Services, LLC, 976 F. [read post]
15 Dec 2009, 1:59 am
Rye, NH-based Seaport Fish Company, LLC offers area restaurants "consistent, high quality fresh and frozen seafood products from around the world. [read post]
22 Oct 2014, 10:50 am
., and customers may have purchased this product from Oct. 14-19 at Meijer stores in Michigan, Illinois, Indiana, Kentucky and Ohio. [read post]
"SEXY 'N SASSY" Confusingly Similar to "SEXY HAIR" for Hair Care Products, Says TTAB, Unconvincingly
30 Jul 2008, 7:00 am
Sexy Hair Concepts, LLC v. [read post]
20 Jul 2018, 12:52 pm
The most recent customer complaint in April 2018 states that there were discrepancies between what Owens told the customer about a variable annuity at the time of the sale and what the product actually was. [read post]
20 Jul 2018, 12:52 pm
The most recent customer complaint in April 2018 states that there were discrepancies between what Owens told the customer about a variable annuity at the time of the sale and what the product actually was. [read post]
14 Apr 2014, 7:51 pm
With public health as the focus, Nutriom LLC has agreed to voluntarily recall the remaining product identified in the March 26, 2014 public health alert. [read post]
31 Aug 2015, 12:21 pm
A patent troll called Rothschild Connected Devices Innovations, LLC (“RCDI”) owns a family of patents on a system of customizing products. [read post]
10 Oct 2010, 6:51 pm
Presenter: Olivera Medenica Managing Partner Wahab & Medenica LLC Webinar II: The Fashion Business: Counterfeit and Customs Issues November 30, 2010 12:00 p.m. [read post]
21 Sep 2022, 5:57 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that broker Michael Christopher Martino (Martino), currently employed by Four Points Capital Partners LLC (Four Points Capital Partners) has been subject to at least six customer complaints during the course of his career. [read post]
5 Oct 2022, 1:13 pm
(First Allied) and Great Point Capital, LLC (Great Point) has been subject to at least 14 disclosures including 11 customer complaints, two regulatory actions, and an employment termination for cause. [read post]
14 Mar 2022, 10:34 am
Amneal Pharmas LLC (Fed. [read post]
4 Aug 2021, 5:18 am
Herbert J Sims’ representatives purportedly recommended these structured products to their customers despite these complexities and risks and the Customers’ investment profiles. [read post]
12 Sep 2018, 10:06 am
The securities attorneys at Gana Weinstein LLP have been investigating Wells Fargo Clearing Services, LLC (Wells Fargo) broker Bryan Musso (Musso). [read post]
13 Aug 2020, 8:18 am
Oneida Consumer, LLC v. [read post]
23 Apr 2013, 6:00 am
Pharmavite LLC, 2013 WL 1499029 (N.D. [read post]
3 Nov 2015, 6:24 am
In addition, the broker must also understand the customer’s specific investment objectives to determine whether or not the specific product or security being recommended is appropriate for the customer based upon their needs. [read post]
