Search for: "D & D Management and Investement, LLC"
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25 Nov 2016, 1:01 am
Pay for Performance Alignment in Times of Declining Performance Posted by Jeff Joyce and Brian Lane, Pay Governance LLC, on Sunday, November 20, 2016 Tags: Compensation disclosure, Executive Compensation, Executive performance, Firm performance, Incentives, Institutional Investors, ISS, Management, Pay for performance, Proxy advisors, Proxy voting, Say on pay, Shareholder value, Surveys The Law and Brexit VIII Posted by Thomas J. [read post]
10 Nov 2016, 8:29 am
Adrian D. [read post]
7 Nov 2016, 8:44 am
According to a Form-D filed with the SEC, Bluerock Residential Growth REIT was organized in 2014 by Bluerock Real Estate, LLC. [read post]
21 Oct 2016, 1:00 am
Nadler, Nadler Advisory Services LLC, on Wednesday, October 19, 2016 Tags: Board communication, Board composition, Board dynamics, Boards of Directors, Director qualifications, Diversity,Engagement, Executive turnover, Management, Oversight, Shareholder activism, Succession It Pays to Set the Menu: Mutual Fund Investment Options in 401(k) Plans Posted by Veronika Krepely Pool, Indiana University, on Thursday, October 20, 2016 Tags: 401(k), Conflicts of interest,… [read post]
30 Sep 2016, 5:13 am
Carl D. [read post]
14 Sep 2016, 7:19 am
American Management Investments, 2016 WL 4591755, at *2 (D. [read post]
6 Sep 2016, 8:41 am
., Daryl Rinaldi (owner, Gizmofish, LLC), and Kurt Simione (founder, Technology Seed, LLC) as faculty. [read post]
1 Sep 2016, 7:56 am
The client’s Ponzi scheme then collapsed when he bounced several checks.Individuals Barred or SuspendedNathan D. [read post]
19 Aug 2016, 6:16 am
Carlin, Wachtell, Lipton, Rosen & Katz, on Friday, August 12, 2016 Tags: Forum selection, Investment Advisers Act, Investor protection, Jurisdiction, Misconduct, SEC, SEC enforcement,Securities enforcement, U.S. federal courts Corporate Culture and the Role of Boards Posted by UK Financial Reporting Council, on Saturday, August 13, 2016 Tags: Accountability, Board communication, Board leadership, Board performance, Boards of Directors, Corporate culture, Director qualifications,… [read post]
12 Aug 2016, 1:09 pm
Again, a shareholder agreement shall be used to define the shareholders’ investment, duties, obligations, means of departure, and how capital investment and division of corporate assets will be handled. [read post]
22 Jul 2016, 11:01 am
We have been in discussions with certain Cayman law firms about how managers might use such LLCs in their offshore structures in future. [read post]
14 Jul 2016, 6:50 pm
” “[D]ire predictions by nonexperts regarding the consequences of a project do not constitute substantial evidence. [read post]
12 Jul 2016, 8:05 am
Horning Investments, LLC, July 7, 2016, Wood, D.). [read post]
16 Jun 2016, 2:48 pm
According to the SEC: The federal securities laws require registered broker-dealers and investment advisers to adopt written policies and procedures reasonably designed to protect customer records and information. [read post]
12 Jun 2016, 10:41 am
The guidelines explicitly state: “[D]o not [overcharge] our customers. [read post]
9 Jun 2016, 3:28 pm
Louis-based investment advisor R.T. [read post]
After the Hulk Hogan Lawsuit Funding Flap, Is it Time for a Look at Litigation Financing Regulation?
5 Jun 2016, 5:15 pm
For example, the article cites the experience of litigation funding firm Burford Capital, LLC, which at its founding invested 100% of its funds in individual cases, in 2015 invested just 13% in individual cases. [read post]
2 Jun 2016, 5:23 am
Bliss d/b/a Roger Bliss and Associates Equities, LLC, a Utah Limited Liability Company, d/b/a Roger Bliss and Associates Club LLC, d/b/a Bliss Club LLCCase number: 15-cv-00098 (United States District Court for the District of Utah)Case filed: February 11, 2015Qualifying Judgment/Order: April 19, 2016 5/31/2016 8/29/2016 2016-74 SEC v. [read post]
24 May 2016, 9:37 am
The Vertical Funds include Vertical Recovery Management, LLC, Vertical Mortgage Fund I, LLC, Vertical US Recovery Fund, LLC, and Vertical US Recovery Fund II, LLC. [read post]
17 May 2016, 10:00 pm
Stu Dalheim of Calvert Investments agrees. [read post]
