Search for: "DODD v. STATE"
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20 Aug 2012, 4:00 am
Retail Merchants Association v. [read post]
18 May 2012, 2:00 am
“, I wrote about Oxfam America’s threat to sue the SEC for failing to comply with Congress’ mandate to adopt regulations governing disclosures by resource extraction issuers pursuant to Section 1504 of the Dodd-Frank Act. [read post]
24 Aug 2018, 6:06 am
Maldonado, Cleary Gottlieb Steen & Hamilton LLP, on Tuesday, August 21, 2018 Tags: Board composition, Board turnover, Boards of Directors, Disclosure, Diversity, Engagement, Institutional Investors, Shareholder voting Corporate Governance in Emerging Markets Posted by Ruth V. [read post]
5 Jan 2016, 9:30 am
Gerard Magliocca, buoyed by the ACA surviving a second Supreme Court review in King v. [read post]
14 Jul 2011, 2:03 pm
The leading California case on a stockbroker's fiduciary duty is Twomey v. [read post]
11 Apr 2017, 3:01 pm
Is it an autonomous community, like a nation-state? [read post]
30 Sep 2022, 9:00 am
For good measure, the complaint throws in a reference to the Supreme Court’s recent ruling in West Virginia v. [read post]
29 Nov 2017, 9:09 am
Youming Jin v. [read post]
25 Apr 2017, 8:17 pm
The two Presidential Memoranda pertain to the 2010 Dodd-Frank regulatory reform legislation. [read post]
13 Apr 2012, 4:12 am
Dodd-Frank: SEC Releases Study on Cross-Border Private Securities Litigation On Wednesday, the SEC issued its 106-page study of cross-border private securities litigation as required by Section 929Y of Dodd-Frank. [read post]
31 May 2013, 7:57 am
SEC v. [read post]
14 Sep 2011, 3:38 am
Some companies may try to argue that an access proposal conflicts with state law or is impermissibly vague and misleading. [read post]
22 Jan 2013, 6:59 am
In any case, there’s no question that campaign contribution disclosure has been a hot topic, particularly in the wake of the Citizens United v. [read post]
2 May 2011, 8:12 am
In addition, Dodd-Frank prohibits an adviser from registering with the SEC under the Advisers Act if it (a) has assets under management of less than $100 million, and (b) is required to register in the state in which it maintains its principal office and place of business and, if registered, would be subject to examination by such state. [read post]
16 May 2013, 4:24 am
Background on "Financial Entity" v. [read post]
28 Jun 2017, 3:59 am
Somers, which involves the whistleblower provisions of the 2010 Dodd-Frank financial law. [read post]
2 Apr 2018, 4:00 am
State v. [read post]
8 Oct 2015, 3:05 pm
The case, Consumer Financial Protection Bureau v. [read post]
10 Mar 2011, 12:39 pm
As far as securities and the economy in general are concerned, once Wickard v. [read post]
29 Jun 2012, 8:00 am
The case was summarily affirmed by the the Supreme Court in SPTA v. [read post]
