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1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
UPDATE: Frank, Kristy, Taylor Kramer Killed in Tractor-Trailer Accident in Fallowfield, Pennsylvania
19 Jan 2015, 3:55 pm
FALLOWFIELD, PA — Frank Kramer, Kristy Kramer, and Taylor Kramer were killed in a tractor-trailer accident that happened in Fallowfield, Pennsyvlania on Friday, January 16th, 2015. [read post]
15 Mar 2011, 12:39 pm
At issue is how much Dodd-Frank really changed preemption. [read post]
20 Dec 2010, 8:39 am
Roberts Major provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) will gain substance and vitality only with amplifying interpretive rules. [read post]
11 Jun 2023, 9:10 pm
Liz blogged last week that the NYSE and Nasdaq proposed amendments to their listing standards to implement the Dodd-Frank clawback rules. [read post]
7 Aug 2022, 5:17 am
Frank McCormick is an economist and the author of numerous articles focused on the shortage of kidneys for transplantation. [read post]
22 Oct 2012, 2:54 pm
But Dodd-Frank places “snitching” in whole other atmosphere. [read post]
30 Jul 2010, 1:31 pm
While praising the overall financial reforms achieved by the Dodd-Frank Wall Street Reform and Consumer Protection Act, the IMF lamented the Act’s failure to consolidate US financial regulation. [read post]
29 Sep 2010, 10:36 am
All of Dodd-Frank meets the first four criteria. [read post]
26 Apr 2016, 3:37 am
"As covered previously in the IPKat (here and here), Anne Frank's works have proved contentious in recent years with attempts by the Anne Frank Fonds to trade mark ‘Le Journal d’Anne Frank,' and add her father as a co-author and extend the diary's copyright protection. [read post]
18 Jun 2014, 5:06 am
” The SEC’s authority to pursue firms for anti-retaliation violations does not arise from the Dodd-Frank statute itself but from its rule implementing section 922 of Dodd-Frank. [read post]
21 Nov 2017, 11:23 am
The problem, of course, is that a “whistleblower” is defined in Dodd-Frank as someone who provides information to the commission about a securities-law violation. [read post]
8 May 2013, 6:18 am
This post summarizes “The Dodd-Frank Act’s Maginot Line: Clearinghouse Construction,” which will appear in the California Law Review later this year. [read post]
17 Jan 2014, 6:04 am
On December 10, 2013, the Federal Deposit Insurance Corporation (the “FDIC”) proposed for public comment a notice (the “Notice”) describing its “Single Point of Entry” (“SPOE”) strategy for resolving systemically important financial institutions (“SIFIs”) in default or in danger of default under the orderly liquidation authority granted by Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the… [read post]
24 Sep 2015, 5:00 am
See also this Chamber of Commerce blog illustrating Dodd-Frank’s effects in chart form. [read post]
11 Oct 2023, 6:30 am
I regret that this little symposium contribution cannot do justice to what I owe Frank. [read post]
5 Nov 2006, 9:05 pm
Sadly, on November 3, Frank W. [read post]
16 Jul 2010, 3:28 am
US Senate Passes the Dodd-Frank Act: What You Need to Do Now Yesterday, as noted in this NY Times article, the US Senate voted 60-39 passing the conference report version of the Dodd-Frank Act. [read post]
12 Jul 2012, 5:35 am
That actor was Frank Cady. [read post]
31 Aug 2012, 12:28 pm
The Dodd-Frank Act required the SEC to examine (i) existing financial literacy among retail investors, (ii) methods to improve disclosures, (iii) information needed to make informed investment decisions, (iv) disclosure improvements related to expenses and conflicts of interest, (v) existing efforts to educate investors, and (vi) options for increasing investor financial literacy. [read post]
