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13 Jun 2012, 11:50 am
After criticizing the House’s bill earlier in the week, CFTC Chairman Gary Gensler reacted positively to the announcement. [read post]
6 Jun 2012, 1:43 pm
Critics of the bill, including Dodd-Frank Act co-sponsor Barney Frank and CFTC Chairman Gary Gensler, pointed out that budget cuts would make it impossible for the CFTC to carry out the expanded oversight of derivatives markets assigned to it by Dodd-Frank. [read post]
13 Dec 2024, 9:20 am
Elon Musk has at least one more battle to wage against Securities and Exchange Commission Chair Gary Gensler, who will be leaving the agency when President-elect Trump takes over in January. [read post]
27 Aug 2012, 7:47 am
The CFTC has not issued a response to the concerns, but Chairman Gary Gensler has said in the past that risk from foreign bank deals flows back to U.S. firms. [read post]
17 Feb 2022, 6:01 am
This has also been a theme in recent speeches by Chair Gary Gensler and the SEC’s Director of the Enforcement Division, Gurbir Grewal, making clear that under the stewardship of Chair Gensler, the SEC and its staff will be focused on the activities of private fund advisers in the near term. [read post]
15 Jun 2022, 9:32 pm
It was accompanied by statements from SEC Chair Gary Gensler and Commissioner Caroline Crenshaw that highlight the growing influence of index providers and model portfolio providers. [read post]
18 Jun 2012, 12:16 pm
“During a default or crisis, risk of overseas branches and affiliates inevitably flows back into the United States,” CFTC Chairman Gary Gensler said during a June 14 speech at an Institute of International Bankers conference in New York. [read post]
15 Jun 2011, 3:37 am
The CFTC could impose further relief delays on certain swaps rules beyond December 31, but CFTC Chaiman Gary Gensler said he doesn't expect that to occur.Also complicating matters for the CFTC is that the budget bill currently being considered would cut $30 million in funding for the Commission for Fiscal Year 2012. [read post]
19 Aug 2022, 6:30 am
., on Friday, August 12, 2022 Tags: Climate change, Environmental disclosure, ESG, Materiality, SEC, SEC rulemaking, Securities regulation, Sustainability Statement by Chair Gensler on PCAOB Amendments to Strengthen Auditing Standards for Audits Involving Multiple Firms Posted by Gary Gensler, U.S. [read post]
19 Aug 2022, 6:30 am
., on Friday, August 12, 2022 Tags: Climate change, Environmental disclosure, ESG, Materiality, SEC, SEC rulemaking, Securities regulation, Sustainability Statement by Chair Gensler on PCAOB Amendments to Strengthen Auditing Standards for Audits Involving Multiple Firms Posted by Gary Gensler, U.S. [read post]
22 Oct 2021, 6:20 am
Mangino, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, October 15, 2021 Tags: Board independence, Boards of Directors, Controlling shareholders, Delaware cases, Delaware law, Derivative suits, Fiduciary duties, Merger litigation, Mergers & acquisitions, Shareholder suits Statement by Chairman Gensler on Rules Regarding Clawbacks of Erroneously Awarded Compensation Posted by Gary Gensler, U.S. [read post]
5 Jan 2022, 7:45 am
The chair of the SEC, Gary Gensler, has argued that the cryptocurrency market is the Wild West that does not provide adequate protections for consumers. [read post]
21 Oct 2009, 4:26 pm
Futures Industry Association Annual Expo CFTC Chairman Gary Gensler today spoke at the Futures Industry Association's annual expo in Chicago. [read post]
1 Mar 2024, 5:42 am
By John Filar AtwoodAs the SEC’s Small Business Advisory Committee prepared to discuss the definition of “accredited investor,” Chair Gary Gensler asked the committee members to consider when it is appropriate that investors get, or not get, full and fair disclosure about a securities offering. [read post]
18 May 2023, 6:23 am
“Intraday margin calls played an important role in clearinghouses’ ability to respond to volatility during the January 2021 ‘meme-stock’ events and during recent periods of heightened Treasury volatility,” said Gensler. [read post]
23 Jan 2023, 11:23 am
., Release No. 33-11149, January 19, 2023).SEC Chair Gary Gensler remarked on the settlement via press release. [read post]
12 Mar 2024, 6:28 am
SEC Chair Gary Gensler said that while the use of AI can promote greater financial inclusion and enhanced user experience, it can also raise conflicts of interest, which the proposed rules address. [read post]
13 Jul 2021, 9:05 am
Davis Inc. noted that a conscious decision was made in crafting the recommendation not to mandate business decisions or practices on SEC registrants, but instead make the focus on disclosure and transparency.SEC Chair Gary Gensler said he has asked the SEC staff to consider ways that the Commission can enhance transparency of D&I in the asset management industry. [read post]
30 Sep 2021, 8:01 am
In his opening statement in support of the proposed amendments, SEC Chair Gary Gensler proclaimed that the amendments are long overdue from the mandates under the Dodd-Frank Act, including “say on pay” regarding executive compensation. [read post]
3 Apr 2013, 8:19 am
Last year, a House panel pressed CFTC Chair Gary Gensler and SEC Director Cook on the harmonization of regulations implementing the derivatives provisions of the Dodd-Frank Act both domestically and globally. [read post]
