Search for: "Gary Gensler"
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27 Aug 2012, 7:47 am
The CFTC has not issued a response to the concerns, but Chairman Gary Gensler has said in the past that risk from foreign bank deals flows back to U.S. firms. [read post]
14 Jun 2021, 1:09 pm
” Gary Gensler was confirmed as the new Chair of the SEC in April 2021. [read post]
21 Oct 2009, 4:26 pm
Futures Industry Association Annual Expo CFTC Chairman Gary Gensler today spoke at the Futures Industry Association's annual expo in Chicago. [read post]
5 Jan 2022, 7:45 am
The chair of the SEC, Gary Gensler, has argued that the cryptocurrency market is the Wild West that does not provide adequate protections for consumers. [read post]
3 Apr 2013, 8:19 am
Last year, a House panel pressed CFTC Chair Gary Gensler and SEC Director Cook on the harmonization of regulations implementing the derivatives provisions of the Dodd-Frank Act both domestically and globally. [read post]
23 Jan 2023, 11:23 am
., Release No. 33-11149, January 19, 2023).SEC Chair Gary Gensler remarked on the settlement via press release. [read post]
30 Sep 2021, 8:01 am
In his opening statement in support of the proposed amendments, SEC Chair Gary Gensler proclaimed that the amendments are long overdue from the mandates under the Dodd-Frank Act, including “say on pay” regarding executive compensation. [read post]
1 Mar 2024, 5:42 am
By John Filar AtwoodAs the SEC’s Small Business Advisory Committee prepared to discuss the definition of “accredited investor,” Chair Gary Gensler asked the committee members to consider when it is appropriate that investors get, or not get, full and fair disclosure about a securities offering. [read post]
12 Mar 2024, 6:28 am
SEC Chair Gary Gensler said that while the use of AI can promote greater financial inclusion and enhanced user experience, it can also raise conflicts of interest, which the proposed rules address. [read post]
13 Jul 2021, 9:05 am
Davis Inc. noted that a conscious decision was made in crafting the recommendation not to mandate business decisions or practices on SEC registrants, but instead make the focus on disclosure and transparency.SEC Chair Gary Gensler said he has asked the SEC staff to consider ways that the Commission can enhance transparency of D&I in the asset management industry. [read post]
18 May 2023, 6:23 am
“Intraday margin calls played an important role in clearinghouses’ ability to respond to volatility during the January 2021 ‘meme-stock’ events and during recent periods of heightened Treasury volatility,” said Gensler. [read post]
24 Aug 2023, 5:47 am
"Some of today's broker-dealers continue to rely on an exemption from national securities association registration that’s older than the cell phone era," said SEC Chair Gary Gensler. [read post]
12 Dec 2023, 6:04 am
”Speaking to the conflict resolution portion of the PDA proposal, SEC Chair Gary Gensler noted a key similarity between the PDA proposal and Regulation BI—that firms not place their own interests ahead of those of retail investors. [read post]
28 Apr 2023, 8:20 am
SEC Chair Gary Gensler told Forum participants that the Commission is working to make capital markets as efficient as possible to support capital-raising by companies of every size. [read post]
23 Aug 2021, 4:26 pm
Gensler has said there are too many questions about how money flows through these entities. [read post]
12 Nov 2020, 8:31 am
Gary Gensler, who is with the Massachusetts Institute of Technology, will serve as team leader. [read post]
29 Jun 2012, 12:01 pm
“It’s a significant building block toward transparency in these once-dark markets,” CFTC Chairman Gary Gensler said. [read post]
8 Jan 2009, 11:00 am
The choice of Gary Gensler to lead the Commodity Futures Trading Commission, which regulates futures contracts, is more troubling. [read post]
1 Sep 2021, 1:43 pm
Gary Gensler told the Financial Times that while he remained “technology neutral,” crypto assets were no different than any others when it came to such public policy imperatives as investor protection, guarding against illicit activity and maintaining financial stability. [read post]
23 Mar 2011, 7:44 am
The letter noted that CFTC Chairman Gary Gensler has warned that these cuts would cause significant curtailment of CFTC staff and resources. [read post]
