Search for: "Gary Gensler"
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1 Mar 2022, 3:31 am
As this MarketWatch article explains, this proposal fits in nicely with SEC Chair Gary Gensler’s overall goal of market transparency. [read post]
28 Feb 2022, 7:08 am
The agency intends to use that disclosure to make aggregate data about large short positions, including daily short sale activity data, available to the public for each individual security (Short Position and Short Activity Reporting by Institutional Investment Managers, Release No. 34-94313; Notice of the Text of the Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-related Data Collection, Release No. 34-94314; Reopening of… [read post]
28 Feb 2022, 5:18 am
Apparently, Securities and Exchange Commission (SEC) chairman Gary Gensler also told Congress last September that there will be new SPAC regulations to make sure that investors are given more information about the costs, fees, and any conflicts involving SPACs. [read post]
26 Feb 2022, 8:56 am
In a speech to the Securities Regulation Institute conference last week, Chair Gary Gensler signaled the SEC may implement more stringent cybersecurity regulations, and in the meantime, would work to enforce existing requirements. [read post]
24 Feb 2022, 2:21 pm
SEC Chair Gary Gensler stated, “These amendments would update our reporting requirements for modern markets, reduce information asymmetries, and address the timeliness of Schedule 13D and 13G filings. [read post]
23 Feb 2022, 2:03 pm
Calls from Pawan Passi have been succeeded by calls from federal prosecutors and Gary Gensler. [read post]
22 Feb 2022, 9:58 am
” SEC Chair Gary Gensler echoed that sentiment in the agency’s press release, saying the BlockFi settlement “makes clear that crypto markets must comply with time-tested securities laws, such as the Securities Act of 1933 and the Investment Company Act of 1940. [read post]
19 Feb 2022, 7:32 am
Under the leadership of Chair Gary Gensler and Director of Enforcement Gurbir Grewal, several key areas came into focus that will impact businesses across sectors. [read post]
18 Feb 2022, 6:01 am
Securities and Exchange Commission, on Friday, February 11, 2022 Tags: Beneficial owners, Disclosure, Institutional Investors, Ownership, Schedule 13D, Schedule 13G, SEC, SEC rulemaking, Securities regulation Statement by Chair Gensler on Beneficial Ownership Proposal Posted by Gary Gensler, U.S. [read post]
17 Feb 2022, 2:51 pm
The U.S. [read post]
17 Feb 2022, 6:01 am
This has also been a theme in recent speeches by Chair Gary Gensler and the SEC’s Director of the Enforcement Division, Gurbir Grewal, making clear that under the stewardship of Chair Gensler, the SEC and its staff will be focused on the activities of private fund advisers in the near term. [read post]
16 Feb 2022, 9:03 pm
Current SEC Chairman Gary Gensler removed a planned rulemaking on quarterly reporting from the agency’s regulatory agenda in 2021, signaling an end to the SEC’s exploration of a reduction in the frequency of disclosures. [read post]
16 Feb 2022, 7:03 am
The post Somebody Give Gary Gensler A Drug Test appeared first on Above the Law. [read post]
15 Feb 2022, 9:48 am
SEC Chairman, Gary Gensler, emphasizes that “high-quality, reliable disclosure, including financial reporting” is the central mission of the SEC. [read post]
12 Feb 2022, 8:01 am
Posted by Gary Gensler, U.S. [read post]
11 Feb 2022, 6:11 am
Securities and Exchange Commission, on Thursday, February 10, 2022 Tags: Accredited investors, Hedge funds, Institutional Investors, Investor protection, Private funds, Retail investors, SEC, Securities regulation Statement by Chair Gensler on Private Fund Advisers Proposal Posted by Gary Gensler, U.S. [read post]
11 Feb 2022, 6:11 am
Posted by Gary Gensler, U.S. [read post]
11 Feb 2022, 3:24 am
Even before SEC Chair Gary Gensler was officially confirmed to his current office, people were predicting that Section 13(d) reform would be high on his list of priorities. [read post]
10 Feb 2022, 9:03 pm
SEC Chair Gary Gensler stated that the proposed changes “would help ensure that whistleblowers are both incentivized and appropriately rewarded for their efforts in reporting potential violations of the law. [read post]
10 Feb 2022, 2:35 pm
“These amendments, if adopted, would help ensure that whistleblowers are both incentivized and appropriately rewarded for their efforts in reporting potential violations of the law to the Commission,” said SEC Chair Gary Gensler. [read post]
