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9 Oct 2018, 6:10 am
” The Statement potentially represents another step in an ongoing AML reform process, which increasingly acknowledges the costs of AML compliance to industry. [read post]
20 Aug 2021, 8:55 pm
It was established in response to the commitments made by the banking and finance industry following the Simon Walker Review, in which the need for an independent service was identified to resolve eligible historical and current complaints for small and medium sized businesses that have not previously had access to independent review. [read post]
17 May 2018, 5:09 am
For the purpose of proposing a settlement of rule violations alleged by the Financial Industry Regulatory Authority ("FINRA"), without admitting or denying the findings, prior to a regulatory hearing, and without an adjudication of any issue, the Industrial and Commercial Bank of China Financial Services LLC, ("ICBCFS")submitted a Letter of Acceptance, Waiver and Consent ("AWC"), which FINRA accepted. [read post]
23 Mar 2011, 7:06 am
Along the way at every turn he was met with fierce opposition from banking industry lobbyists. [read post]
27 Aug 2014, 10:04 am
Senator Mike Crapo (R-ID), Ranking Member on the Banking Committee, urged the SEC to expeditiously update and reform the Commission’s Industry Guide 7, which contains the basic disclosure policy for public mining companies. [read post]
9 Aug 2018, 12:30 pm
The US Court of Appeals for the Third Circuit [official website] ruled [opinion, PDF] Tuesday that banks must comply with the Financial Industry Regulatory Authority (FINRA) [official website] rules requiring the arbitration of all claims brought against them by customers, breaking from two 2014 decisions issued by the Second and Ninth [official websites] Circuits. [read post]
27 May 2009, 3:33 pm
Via the BBC website comes news that the all-conquering Spanish bank Santander, having mopped up a giant chunk of the British banking industry in the form of the Abbey, Alliance & Leicester and Bradford & Bingley Savings, is to rebrand them all as Santander with effect from the end of 2010. [read post]
9 Aug 2016, 7:00 am
Since 1980, the majority of banks presumably (1) identified significant advantages to forming a BHC that outweighed the increased costs of corporate governance and regulatory compliance and/or (2) saw their peers forming BHCs and generally accepted this industry trend as the orthodoxy of modern banking organization structure. [read post]
7 Sep 2014, 6:43 am
All major industrial and emerging economies, as well as several developing countries, provide similar export credit services to their domestic industries. [read post]
29 Aug 2011, 6:28 am
I know, it was no shock to those of us in the industry, but apparently Bank of America was baffled. [read post]
24 Jun 2011, 10:31 am
In Bank of New York v. [read post]
19 Apr 2022, 8:07 am
The U.S. real estate and banking industries have been put on notice to adjust to the new U.S. sanctions against Russia and Russian entities with two recent alerts from the Financial Crimes Enforcement Network (FinCEN), which is the division of the U.S. [read post]
23 May 2023, 9:19 am
The report includes insights and considerations aimed at helping the financial services industry to understand d/Deaf cultures and address remaining areas of inaccessibility for d/Deaf people. [read post]
31 Jul 2023, 9:01 pm
This divergence is likely to be a key area of focus in industry comments, not only for domestic banking organizations but also for IHCs of foreign banks. [read post]
12 Mar 2024, 9:05 pm
Indeed, the banking industry and sympathetic members of Congress are already employing the major questions doctrine to challenge post-SVB banking reforms. [read post]
29 Apr 2014, 4:18 pm
But one could easily imagine this becoming an industry standard, where fewer and fewer banks tolerate the accounts of those who make their livelihood as adult performers. [read post]
16 Feb 2012, 8:16 pm
The Consumer Financial Protection Bureau has proposed a rule to gain oversight of the debt collection and credit reporting industries. [read post]
16 Sep 2009, 7:37 am
This process, encouraged by the fact that many so-called "regulators" look forward to quickly return to the banking industry after their stay in government, appears to be changing. [read post]
8 Oct 2010, 8:52 am
Washington (AP) - A mushrooming crisis over potential flaws in foreclosure documents is threatening to throw the real estate industry into chaos, as Bank of America on Friday became the first bank to stop taking back tens of thousands of foreclosed homes in all 50 states. [read post]
29 Sep 2011, 3:03 pm
By taking action on its foreclosure pipeline, Bank of America claims it is setting the stage for a industry wide housing market recovery. [read post]
