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7 Dec 2018, 5:27 pm
While the move to managed and franchised hotels freed up capital to invest in new growth, the brands faced a new dilemma — how to build or convert more hotels in a market where they already had operating branded properties. [read post]
7 Dec 2018, 2:22 pm
An individual who provides nonpublic personal information to a financial institution in connection with obtaining or seeking to obtain financial, investment, or economic advisory services is a consumer, regardless of whether the bank establishes a continuing advisory relationship. 2. [read post]
30 Nov 2018, 7:05 am
By Amanda Maine, J.D.Members of the PCAOB’s Standing Advisory Group (SAG) echoed sentiments expressed in a recent PCAOB survey about improving the Board’s communication with auditors, investors, audit committees, and other stakeholders. [read post]
30 Nov 2018, 2:00 am
The benefits to service providers, which are mostly financial organizations, include increases in assets under management (AUM) and plan account balances, and fewer small accounts. [read post]
24 Nov 2018, 8:10 am
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
19 Nov 2018, 4:01 am
These private placements primarily invest in waste management businesses and car dealerships. [read post]
30 Oct 2018, 3:46 pm
She also has served as an Editorial Advisory Board Member for human resources, employee benefit and other management focused publications of BNA, HR.com, Employee Benefit News, InsuranceThoughtLeadership.com and many other prominent publications and speaks and conducts training for a broad range of professional organizations and for clients, serves on the faculty and planning committee of many workshops, seminars, and symposia, and on the Advisory Boards of… [read post]
30 Oct 2018, 7:02 am
The SEC’s Fixed Income Market Structure Advisory Committee (FIMSAC) approved two draft recommendations prepared by its ETFs and Bond Funds Subcommittee. [read post]
27 Oct 2018, 1:00 am
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
20 Oct 2018, 1:00 am
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
18 Oct 2018, 12:20 pm
Some of her advisory clients took money out of their retirement accounts to invest with Bennett. [read post]
16 Oct 2018, 7:00 pm
In the present report, the Working Group on the issue of human rights and transnational corporations and other business enterprises sets out to highlight: (a) key features of human rights due diligence; (b) current gaps and challenges; (c) emerging good practices; and (d) how key stakeholders — States and the investment community, in particular — can contribute to the scaling-up of effective human rights due diligence. 5. [read post]
11 Oct 2018, 5:03 pm
LendingClub Asset Management and Its Executives to Pay $4.27M San Francisco based investment advisory company LendingClub Asset Management, its founder Renaud Laplanche, and ex-CFO Carrie Dolan will settle SEC charges accusing them of improperly directing investors’ money to parent firm LendingClub Corp. [read post]
24 Sep 2018, 10:39 am
Jeb Hensarling (R-TX) and a closing keynote by Assistant Secretary of Treasury for International Markets and Investment Policy Heath Tarbert. [read post]
22 Sep 2018, 9:00 am
Harry the Healthcare Entrepreneur Confronts the Stark and Kickback Puzzle Joe, a savvy healthcare entrepreneur, has some wealthy medical doctors “lined up” to purchase investment interests in an LLC that will serve as a management company (or medical services organization, MSO, for a professional medical corporation (PMC) or medical group. [read post]
22 Sep 2018, 1:00 am
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
21 Sep 2018, 7:48 am
Although World Tree was managing between $40 million and $70 million in client assets, the majority of World Tree’s advisory clients were not high net worth individuals, according to the complaint. [read post]
17 Sep 2018, 7:56 am
If you suffered losses investing with Tamara Steele & Steele Financial, the attorneys at The White Law Group may be able to help you. [read post]
14 Sep 2018, 3:00 am
Historically, investment advisers have frequently looked to proxy advisory firms to fill this role. [read post]
12 Sep 2018, 7:29 am
The SEC has filed fraud charges against hedge fund adviser Gregory Lemelson and his Massachusetts based investment advisory firm Lemelson Capital Management LLC. [read post]
