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26 Feb 2012, 11:09 am by Steve Bainbridge
In his new book, Corporate Governance after the Financial Crisis, UCLA law professor and popular blogger Stephen Bainbridge provides a longer historical perspective on one aspect of this choking proliferation of rulemaking. [read post]
20 Jul 2014, 5:23 am by Robert Kreisman
A party thinking to pierce the corporate veil must make a substantial showing that one corporation is a dummy or sham for another. [read post]
25 Feb 2013, 3:16 pm by Jay Salamon
The restrictions meant that a victimized Schwab customer would be left with a single remedy: a one-on-one FINRA arbitration between that customer and Schwab. [read post]
6 Apr 2020, 7:44 am by Staff Attorney
  In addition, Schmidt disclosed four customer complaint, one employment terminations for cause, and one regulatory action. [read post]
19 Jun 2024, 9:04 am by Stephen Honig
  WOKE is the buzz-acronym for a political movement reflecting one side of a cultural war. [read post]
2 Jul 2023, 9:05 pm by Riann Winget
According to Nelson, most prosecutions of U.S. corporations for fraudulent statements to investors related to ESG investing thus far have been civil, but a 2021 action against Deutsche Bank demonstrates that criminal liability might attach as well. [read post]
23 Aug 2023, 9:05 pm by renholding
Depending on its design, corporate law can facilitate or discourage founder-investor deals. [read post]
25 Jul 2018, 12:54 pm by Robert Wernli, Jr.
The analysis gets more complicated if the California corporation has shareholders that do not qualify as “accredited investors. [read post]
18 Aug 2008, 11:36 am
One of the legacies of the era of corporate scandals earlier in this decade is a heightened awareness of corporate governance issues. [read post]
19 Nov 2021, 10:47 am by Kevin LaCroix
Investor and stakeholder demand, regulatory actions, and growing litigation risks are all increasing the focus on management and director responsibilities for effective governance. [read post]
2 Feb 2010, 2:02 pm by Peter Kinder
The post reveals a view of the relationship between corporations and society that contradicts most responsible investors' understanding. [read post]
12 Oct 2018, 11:12 am by ccollins
Man is Convicted in $2.2M Investment Fraud A federal jury has convicted a Pennsylvania man on 16 counts of securities fraud, 12 counts of wire fraud, four counts of money laundering, one count of mail fraud, and one count of tax evasion in a $2.2M investment scam. [read post]
11 Mar 2010, 10:05 pm by JW Verret
 California’s voter referendums have made its Constitution one of the longest in the world and helped precipitate its budget crisis. [read post]
16 Mar 2023, 9:01 pm by renholding
This is the conception of corporate purpose articulated in The New Paradigm (issued by the World Economic Forum’s International Business Council in 2016), supported by the Business Roundtable beginning in 2019, and widely accepted by corporate leaders, investors, companies, and practitioners. [read post]
16 Feb 2024, 10:22 am by Daniel Jin
Solid corporate governance guidelines will allow growing companies to welcome institutional investors, such as pension funds, insurance companies, hedge funds, endowments and sovereign wealth funds as they typically invest in companies that offer a unified approach to corporate governance across jurisdictions. [read post]
27 Jan 2012, 6:00 am by SECLaw Staff
The SEC charged a holding company for one of Florida’s largest banks and its top executive with misleading investors about growing problems in one of its significant loan portfolios early in the financial crisis. [read post]
3 Apr 2012, 6:01 am by Rebecca Tushnet
Joint Equity Committee of Investors of Real Estate Partners, Inc. v. [read post]
9 Jun 2021, 5:01 am by Unknown
The Biden Administration, according to reports such as this one from The Hill, is pushing for a 15 percent minimum corporate tax rate. [read post]