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3 Sep 2013, 1:38 am
However, in July 2013, the SEC advised Harbinger that the SEC Commissioners had voted to reject the deal. [read post]
29 Aug 2013, 4:26 am
The underlying case arose from an alleged fraud at a small hedge fund. [read post]
26 Aug 2013, 12:37 am
However, in July 2013, the SEC advised Harbinger that the SEC Commissioner has voted to reject the deal. [read post]
13 Aug 2013, 5:47 am
Based on the July 10 SEC meeting, 506(c) and 506(d) go into effect on September 23. [read post]
13 Aug 2013, 5:47 am
Based on the July 10 SEC meeting, 506(c) and 506(d) go into effect on September 23. [read post]
12 Aug 2013, 1:58 pm
Here, the FCA referenced its July 2013 Code of Practice for the relationship between the external auditor and the regulator. [read post]
7 Aug 2013, 6:30 am
In a regulatory filing made on July 19, 2013, Harbinger Group, Inc. [read post]
5 Aug 2013, 12:24 pm
On July 1, 2013, Linn Energy announced that the Securities and Exchange Commission is conducting an informal investigation in to the company’s use of non-GAAP financial measures and hedging strategy. [read post]
1 Aug 2013, 4:18 pm
The SEC also plans to provide non-proprietary Form PF data about large hedge funds to the International Organization of Securities Commission for its report on the global hedge fund market. [read post]
1 Aug 2013, 3:00 am
The following are various hedge fund events happening this month. [read post]
31 Jul 2013, 7:24 am
Capital hedge fund that he managed as well as in his personal trading account on the basis of the inside information. [read post]
30 Jul 2013, 7:50 am
On July 22, the UK law implementing the Alternative Investment Fund Managers Directive (AIFMD) came into force. [read post]
27 Jul 2013, 9:36 pm
Under the Exemptive Order, market participants may continue to apply the swap dealer and MSP calculation provisions contained in the January Order from July 13, 2013 until 75 days after the Guidance is published in the Federal Register. [read post]
26 Jul 2013, 6:31 am
Here are the leading legal headlines from Wise Law on Twitter for Friday, July 26, 2013:S.F. cyclist guilty of vehicular manslaughter for running down pedestrian; could be a U.S. first Ohio Judge in contempt for barring journalist from courtroom in defiance of appeals court order Lawyer gets suspension for impersonating college acquaintance on lesbian dating website Lane Armstrong's lawyer: US 'got what it bargained for' - Toronto Sun Court says skipping ads doesn’t violate… [read post]
25 Jul 2013, 12:21 pm
In July 2009, Siskinds LLP launched the more than $1-billion class action.The trustees argue that Manulife was lawfully obligated to disclose its decision not to hedge or reinsure its equity market risk to investors. [read post]
24 Jul 2013, 4:44 am
Gupta was the SEC’s enforcement campaign beginning in 2008 targeting insider trading at hedge funds; the campaign includes the ongoing and highly publicized SAC Capital and Rajaratnam actions. [read post]
19 Jul 2013, 5:00 am
But it probably make sense to get educated enough on the hedge fund advertising critique that we can start to make some distinctions between Reg D filing requirements for funds, and proposed filing requirements for individual issuers. [read post]
18 Jul 2013, 5:34 am
July-August Issue: Deal Lawyers Print Newsletter This July-August issue of the Deal Lawyers print newsletter was just sent to the printer and includes articles on: - The Merger Tarantella: Considerations in Post-Merger Corporate Governance - The In-House Perspective: Post Merger Governance - Activist Shareholders in the U.S.: A Changing Landscape - Appraisal Rights: The Next Frontier in Deal Litigation? [read post]
15 Jul 2013, 9:25 am
On July 10, 2013, the SEC published regulations implementing the JOBS Act’s mandates to ease the ban on general solicitations. [read post]
12 Jul 2013, 12:12 pm
Gould and Jessica Brown On July 10, 2013, the Securities and Exchange Commission (“SEC”) voted to lift the ban on general solicitation and advertising by private funds (and other private company issuers) as mandated by Congress in the Jumpstart Our Business Startups Act (“JOBS Act”). [read post]
