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1 Sep 2016, 7:56 am
FINRA Broker Disciplinary Action Report August 2016Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
Manage Retaliation Risks In Response To Updated EEOC Enforcement Guidance, Rising Retaliation Claims
31 Aug 2016, 2:02 am
U.S. employers, employment agencies, unions, their benefit plans and fiduciaries, and their management and service providers should move quickly to review and strengthen their employment and other practices to guard against a foreseeable surge in employee retaliation claims and judgements likely to follow the August 30, 2016 issuance by the Equal Employment Opportunity Commission (EEOC) of its new final EEOC Enforcement Guidance on Retaliation and Related Issues and concurrently published… [read post]
23 Aug 2016, 4:00 am
That means that non-lawyers can have an equity stake and share profits with lawyers in firms; engage in inter-disciplinary practice; and firms can even go public. [read post]
23 Aug 2016, 2:47 am
Lawyers are governed by the Attorney Registration and Disciplinary Commission while judges are subject to the Judicial Inquiry Board. [read post]
21 Aug 2016, 12:41 pm
Farrell: When I brief lawyers new to the area (or company boards unfamiliar with the technology) I ask them to think of real property transactions before there were land registries operated by government authorities. [read post]
18 Aug 2016, 5:53 am
About the Board of Bar Overseers The Board of Bar Overseers (BBO) serves as an administrative tribunal overseeing the disciplinary process for attorneys admitted to practice in Massachusetts, when the Office of Bar Counsel imposes discipline on them. [read post]
17 Aug 2016, 12:00 am
In re JoAnne Marie Denison Similarly, the Louisiana Attorney Disciplinary Board sanctioned an attorney after she used the internet and social media in an attempt to influence two judges’ future rulings in her client’s complex child custody and visitation case. [read post]
12 Aug 2016, 11:12 am
This post examines an opinion the Supreme Court of Ohioissued recently in a lawyer disciplinary proceeding: Disciplinary Counsel v. [read post]
8 Aug 2016, 6:08 am
Board chairman Clyde McGregror announced that disciplinary action against Karega had to be considered, and he called upon “the administration and faculty to challenge the assertion that there is any justification for these repugnant postings and to report back to the Board. [read post]
3 Aug 2016, 2:03 pm
Check for Medical Malpractice Action with the New Jersey State Board of Medical Examiners The New Jersey Division of Consumer Affairs operates the New Jersey State Board of Medical Examiners and provides information about physician disciplinary action and medical malpractice offenses. [read post]
2 Aug 2016, 7:25 am
Wells is licensed in New Jersey, and that state’s Disciplinary Rules of Professional Conduct would control. [read post]
1 Aug 2016, 9:42 pm
About The Author A Fellow in the American College of Employee Benefit Counsel, the American Bar Foundation and the Texas Bar Foundation, Board Certified in Labor & Employment Law by the Texas Board of Legal Specialization, the author of this update, [read post]
25 Jul 2016, 2:05 am
Tom Crone, the former News of the World lawyer, has appeared before a Bar Standards Board disciplinary tribunal. [read post]
13 Jul 2016, 4:00 am
The majority held that: When a controlling number of the decision makers on a state licensing board are active participants in the occupation the board regulates, the board can invoke state-action immunity only if it is subject to active supervision by the state. [read post]
4 Jul 2016, 2:00 pm
From the Disciplinary Board of the Supreme Court of Pennsylvania: Lawyers in several states have received emails purporting to be from disciplinary authorities, advising lawyers that they are under disciplinary investigation and providing links or attachments for them to receive... [read post]
4 Jul 2016, 12:15 am
C-567/14 | Life as an IP Lawyer: Dusseldorf, Germany | ISP's delay in removing content can remove safe harbour | Avengers: when is confusion not confusion? [read post]
28 Jun 2016, 6:50 am
The West Virginia Record has a story on an ongoing bar discipline case The state Lawyer Disciplinary Board has asked the West Virginia Supreme Court of Appeals to disbar a Morgantown attorney it claims violated the Rules of Professional Conduct.... [read post]
27 Jun 2016, 12:46 pm
* Enlarged Board publishes decision: EPO President violated judicial independenceMerpel bring us the latest decision from the extraordinary "House Ban" disciplinary action. [read post]
25 Jun 2016, 4:23 pm
The Iowa Supreme Court Disciplinary Board found that Mr. [read post]
23 Jun 2016, 1:02 pm
Does the lawyer have a history of disciplinary problems? [read post]
