Search for: "MARY SCHAPIRO"
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9 Aug 2011, 11:26 am
SEC Chairman Mary Schapiro said she anticipates that the commission will tackle the audit trail proposal “in the very near term. [read post]
22 Mar 2012, 9:23 pm
Senator John Cornyn from Texas and Lisa Murkowski (R-Alaska) recently wrote a letter to SEC Chairman Mary Schapiro calling on the federal regulator to go easy on a proposal mandating enhanced disclosures from such issuers. [read post]
30 Mar 2009, 11:11 am
The council would maintain comprehensive oversight of all potential risks to the financial system, and would have the power to act to prevent or mitigate those risks.Recently, SEC Chair Mary Schapiro told the Senate Banking Committee that the Commission favors a college of regulators for systemic risk rather than a single systemic risk regulator. [read post]
25 May 2011, 11:33 am
“I believe that incentivizing—rather than requiring—internal reporting is more likely to encourage a strong internal compliance culture,” said SEC Chairman Mary Schapiro at today’s meeting. [read post]
19 Jun 2012, 2:00 am
In the last three months, Chairman Mary L. [read post]
19 Aug 2010, 5:00 am
According to Chair Mary Schapiro back then: “funds were losing investor assets faster than they were attracting new assets. [read post]
14 Dec 2020, 11:09 am
(Former Chair Mary Jo White stepped down in 2016 after current President Donald Trump’s election[3] and former Chair Mary Schapiro resigned in 2012 after former President Barack Obama’s election.[4]) President-Elect Joe Biden is likely to nominate a new chairman before his inauguration on January 20th, 2021. [read post]
25 May 2011, 1:31 pm
The SEC's Press Release announcing the adoption of the rules (and providing a brief summary) is here, while a copy of the SEC's Release and the rules themselves are available here.At the beginning of Wednesday's open meeting regarding the adoption of the rules, SEC Chairman Mary Schapiro acknowledged that it was "critical to be able to leverage the resources of people who may have first-hand information about potential violations," and that "it is… [read post]
16 Aug 2012, 3:56 pm
In a letter to SEC Chair Mary Schapiro, also signed by former Acting SEC Chief Accountant Jane Adams and a number of consumer groups, they urged the SEC to abandon this rushed approach which, in their view puts vulnerable investors at risk. [read post]
14 Jul 2010, 1:33 pm
The agency has also posted Chairman Mary Schapiro’s comments, and those of commissioners Luis A. [read post]
21 Jun 2011, 12:45 pm
Accordingly, NASAA strongly urged the Committee to remove or clarify this language to avoid any unintended limitations on the states’ ability to protect investors.Expressing NASAA's support for SEC Chair Mary Schapiro's plan to establish an Advisory Committee on Small and Emerging Companies, the state regulators suggested that NASAA's Model Accredited Investor Exemption (MAIE) could serve as an option for the Advisory Committee to consider as it develops ideas… [read post]
2 Apr 2012, 11:02 am
SEC Chairwoman Mary Schapiro has stated that 18 months is a more likely target for the SEC to adopt ”regulations of this magnitude. [read post]
18 Apr 2011, 2:46 am
Mailed: March-April Issue of The Corporate Counsel The March-April Issue of The Corporate Counsel includes pieces on: - Today's Marketplace for Securities of Pre-Public Companies - Mary Schapiro's April 6 Letter to Congress - The Big Banks' Loss Contingency Disclosure Approach--Will it Satisfy the SEC (and FASB)? [read post]
6 Apr 2009, 9:26 am
The letter was also sent to Financial Services Committee Chair Barney Frank and Ranking Member Spencer Bachus, as well as to SEC Chair Mary Schapiro. [read post]
26 May 2011, 5:00 am
Schapiro. [read post]
16 Apr 2010, 1:05 pm
Mary Schapiro, Chairperson of the SEC, says "Right now, however, the SEC languishes as one of the few financial regulators still subject to the annual appropriations process. [read post]
14 Jan 2009, 11:19 am
Or is this mere posturing (in the case of Mary Schapiro) and nitpicking (in the case of Timothy Geithner)? [read post]
18 Aug 2010, 5:00 am
According to SEC Chair, Mary Schapiro, investors unwittingly paid a total of $13 billion of these "hidden" fees in 2007 and about $12 billion and $9.5 billion in 2008 and 2009 respectively. [read post]
19 May 2011, 4:28 am
Aguilar typically sides with Chairman Mary Schapiro and Commissioner Elisse Walter, who occupy the other two Democratic seats. [read post]
19 Jul 2011, 8:03 am
He urged people to ask SEC Chair Mary Schapiro and CFTC Chair Gary Gensler if their agencies have been weakened because of a Commission structure.Senator Shelby said that the key issue is making the Bureau accountable and not to hinder consumer protection efforts. [read post]
