Search for: "MARY SCHAPIRO"
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20 Nov 2009, 5:20 am
SEC Chair Mary Schapiro opened it up recognizing the importance of smaller companies to help take the company out of recession and reminding us of the three key goals of the SEC: protecting investors, ensuring fair and orderly markets, and facilitating capital formation. [read post]
12 Nov 2009, 9:44 am
SEC Chairman Mary Schapiro's recent speech to the securities industry, entitled, "The Road to Investor Confidence," certainly was not designed to win over friends from Wall Street. [read post]
10 Nov 2009, 11:00 am
SEC Chair Mary Schapiro has already signaled her support for self-funding. [read post]
10 Nov 2009, 6:45 am
On November 4, Mary Schapiro, Chairman of the U.S. [read post]
10 Nov 2009, 6:16 am
In public statements, Mary Schapiro, Chairman of the SEC, expressed concern about creating broad carve-outs or exceptions from the proposed registration requirement for investment advisers to private funds. [read post]
9 Nov 2009, 9:38 pm
Related Web Resources: Schapiro: Settlements Need Watching AARP SEC [read post]
9 Nov 2009, 7:51 am
Then SEC chairman Mary Schapiro issued a statement supportive of the two boards - an indirect affirmation of the convergence process. [read post]
6 Nov 2009, 9:20 am
Against Backdrop of Pending Legislation, SEC Chair Pledges Adoption of Shareholder Access Early Next YearAgainst the backdrop of draft House legislation designed to provide authorization cover to the SEC's adoption of shareholder access rules, SEC Chair Mary Schapiro said that she would bring final shareholder access rules to the full Commission for consideration early in 2010. [read post]
5 Nov 2009, 1:36 pm
House Financial Services Committee Chairman Barney Frank sent a letter to Commodity Futures Trading Commission Chairman Gary Gensler and Securities and Exchange Commission Chairman Mary Schapiro seeking their input on efforts to strengthen the derivatives legislation recently approved by the... [read post]
5 Nov 2009, 1:24 pm
Not as interesting as insider trading, but the SEC Chair Mary Schapiro stated today that: "I am greatly encouraged by the commitment of the IASB and the FASB to provide greater transparency to the standard setting process and their convergence... [read post]
5 Nov 2009, 10:52 am
SEC Chair Mary Schapiro's address (yesterday) to the PLI on shareholder voting and proxy access is here. [read post]
5 Nov 2009, 5:08 am
Yesterday, SEC Chair Mary Schapiro delivered a speech at PLI's annual Securities Law Institute that summarized the current state of proposals that are Corp-Fin related, including identifying the areas that the SEC's upcoming concept release on proxy plumbing will address. [read post]
4 Nov 2009, 2:52 pm
” Regarding new SEC Chairman Mary Schapiro: Madoff stated that Mary Shapiro (sic) was a "dear friend," and that she "probably thinks I wish I never knew this guy. [read post]
House Panel Approves Proxy Access ProvisionSubmitted by Ted Allen, Publications/Governance Institute
4 Nov 2009, 5:39 am
That measure, which was opposed by SEC chair Mary Schapiro and investor advocates, also directs the SEC and the Comptroller General to study how to reduce compliance burdens for companies with less than $250 million in market capitalization. [read post]
4 Nov 2009, 4:41 am
In a letter to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler, Mr. [read post]
29 Oct 2009, 6:01 am
(Editor's Note: The post below by Chairman Mary Schapiro is a transcript of her remarks at the University of Rochester's Presidential Symposium on the Future of Financial Regulation, omitting introductory and conclusory comments; the complete transcript is available here. [read post]
27 Oct 2009, 9:41 pm
Speech by SEC Chairman: "The Road to Investor Confidence" by Chairman Mary Schapiro, U.S. [read post]
27 Oct 2009, 12:53 pm
Since then, Mary Schapiro has taken office as commission chair, and Meredith Cross has become director of the Corporate Finance Division, which rules on corporate no-action requests to exclude shareholder proposals. [read post]
23 Oct 2009, 8:47 am
SEC Commissioner Mary L. [read post]
21 Oct 2009, 3:45 pm
As described in our post of June 19, SEC Chairman Mary Schapiro has discussed the need to regulate dark pools in the past, while in Canada, regulators recently published a consultation paper on the subject. [read post]
