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23 Jan 2009, 4:18 pm
Business Development at JD Supra, (@JChristi) Monique Altheim, Brooklyn, NY, attorney, (@molecule18)Jill Windwer, NYC, VP Digital Products and Law.com, (@jwindwer)Mark Astarita, NY/NJ, securities litigator and broker-dealer attorney, (@astarita)Kathleen Scanlon, Long Island, NY, real estate lawyer, (@kasesq94)heckmanpage, Alpharetta, GA, (@heckmanpage) Unfiltered Orange, Austin, Texas, Orange Legal Technologies, (@complexd)Patrick DiDomenico, NYC, lawyer and KM… [read post]
7 Jan 2013, 5:00 am by Doug Cornelius
Gorman SECLaw.com a Securities Law Blog, by Mark Astarita Securities Docket by Bruce Carton Trust Matters by Charles H. [read post]
9 Apr 2010, 5:00 am by Doug Cornelius
Facebook Tells Employees Not to Sell Shares by Mark J. [read post]
7 Jan 2013, 5:00 am by Doug Cornelius
Gorman SECLaw.com a Securities Law Blog, by Mark Astarita Securities Docket by Bruce Carton Trust Matters by Charles H. [read post]
7 Jan 2013, 5:00 am
Gorman SECLaw.com a Securities Law Blog, by Mark Astarita Securities Docket by Bruce Carton Trust Matters by Charles H. [read post]
14 Apr 2016, 8:26 am by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
10 Feb 2016, 11:25 am by Mark Astarita
  However, compliance will not be required until the latest of either 12 months following publication in the Federal Register or the SBS Entity Counting Date, which was specified in the SBS Entity Registration Adopting Release.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
13 Jul 2016, 10:12 am by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
15 Jun 2016, 8:08 am by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Aug 2014, 3:07 pm by Mark Astarita
’s Nelson Obus, In October 2013 they lost their poorly conceived suit against Mark Cuban, which was replete with far too convenient allegations to attempt to support an extremely weak legal theory of insider trading.So, what is the SEC to do? [read post]
9 Feb 2016, 11:11 am by Mark Astarita
 SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
3 May 2019, 6:57 am by Unknown
Reg. 59083 (Oct. 1, 2015)].SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
20 Mar 2019, 5:16 pm by Mark Astarita
The comment period for the proposal will be open for 60 days following publication in the Federal Register.SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Sep 2017, 3:27 pm by Mark Astarita
 During the period from Aug. 25, 2017 to Nov. 1, 2017, a registered investment adviser will be considered to have satisfied the requirements of Section 204 of the Advisers Act and Rule 204-3(b) thereunder to deliver the written disclosure statements required thereunder to its advisory client, provided that:  (1) the client’s mailing address for delivery, as listed in the records of the investment adviser, has a ZIP code for which the common carrier has suspended mail… [read post]
31 Jan 2016, 1:43 pm by Mark Astarita
 The SEC appreciates the assistance of the NYAG.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
2 Aug 2016, 7:32 am by Mark Astarita
Commodity Futures Trading CommissionSEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
26 Jun 2019, 1:06 pm by Astarita
, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]