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27 Mar 2019, 12:49 pm
On March 22, 2019, a federal judge in Michigan found in Alticor Global Holdings, Inc. v. [read post]
6 Jul 2022, 8:44 am
Securitiesfraudattorneys.com is pursuing investor claims relating to the recent Chapter 11 bankruptcy filing by GWG Holdings, Inc. and some of its subsidiaries. [read post]
4 Feb 2011, 2:36 pm
TD Ameritrade recently agreed to $10 million to settle SEC charges that it failed to supervise its registered representatives, some of whom mislead customers when selling shares of the Reserve Yield Plus Fund, a mutual fund that fell below a net asset value of $1.00 in September 2008, after the Federal Reserve wrote down the fund investments in commercial paper issued by Lehman Brothers Holdings, Inc. [read post]
24 Jun 2009, 6:57 pm
According to court records, Chance Rides Manufacturing designed, manufactured, marketed and sold the engine and passenger cars to the Louisville Zoo. [read post]
30 Dec 2012, 3:30 am
(NYSE: FRX) and Forest Laboratories Holdings, Ltd. [read post]
4 Dec 2012, 6:30 am
(NYSE: FRX) and Forest Laboratories Holdings, Ltd. [read post]
16 Oct 2007, 2:34 pm
Earlier today, the Eighth Circuit ruled against Major League Baseball in the high-profile fantasy baseball case of CBC Distribution and Marketing, Inc. v. [read post]
4 Mar 2013, 9:35 am
Related to this offering, the Wall Street Journal noted that a new platform was being rolled out by SecondMarket Holdings Inc. that would enable lenders to directly issue student-loan securities to investors. [read post]
30 Dec 2019, 8:09 am
TruAbutment Inc., No. 8:19-cv-00878-JLS-DFM, 2019 WL 6887173 (C.D. [read post]
14 Aug 2012, 9:09 am
In that case, Plaintiff, Tetris Holdings, LLC sued XIO Interactive, Inc. [read post]
14 Aug 2012, 9:12 am
In that case, Plaintiff, Tetris Holdings, LLC sued XIO Interactive, Inc. [read post]
30 Apr 2007, 7:33 pm
Teleflex Inc. [read post]
6 Mar 2018, 7:52 am
A petition for certiorari asks the Supreme Court to consider key recurring questions posed by the invocation of the fraud-on-the-market presumption of reliance under Basic Inc. v. [read post]
1 Sep 2023, 6:07 am
He was previously employed by Morgan Stanley (CRD# 149777), Citigroup Global Markets Inc. [read post]
26 Sep 2024, 1:32 pm
Yesterday, the DOJ announced Ra Medical Systems, Inc. and two physicians have agreed to collectively pay over $8 million to settle kickback and False Claims Act allegations related to a medical laser marketed for atherectomies to treat peripheral artery disease (PAD). [read post]
13 Aug 2008, 4:39 pm
(NYSE: SF) and Stifel, Nicolaus & Company, Inc. between June 11, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
12 Feb 2016, 7:03 am
" Apple Inc. v. [read post]
15 Oct 2015, 9:04 am
Circuit would hold. [read post]
6 Jun 2013, 1:34 pm
“But Teva has its generic version of Viagra on the market. [read post]
21 Dec 2014, 6:00 am
On December 1, 2014, the Securities and Exchange Commission (“SEC”) issued a no-action letter, much awaited by the corporate community, to Whole Foods Market, Inc., concurring with the company that it may omit a proxy access shareholder proposal from its 2015 proxy materials. [1] The shareholder proposal, submitted by James McRitchie pursuant to Rule 14a-8, asked the Whole Foods board to amend the company’s governing documents to allow any shareholder or group of… [read post]
