Search for: "Merrill Lynch Corporation"
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5 May 2009, 6:21 pm
The outsized Merrill Lynch settlement (about which refer here) is noteworthy for its sheer size, but otherwise may have relatively little to say about many of the other pending cases that involve relatively smaller companies, and relatively smaller investment losses. [read post]
21 Jan 2022, 2:17 pm
Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, NatWest Markets Securities Inc., and Washington Mutual Mortgage Securities Corp., resolving allegations that the banks did not adequately disclose the characteristics of certain mortgage-backed securities sold to New Mexico pension funds and a state-run investment council between 2003 and 2010. [read post]
21 Jan 2022, 2:17 pm
Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, NatWest Markets Securities Inc., and Washington Mutual Mortgage Securities Corp., resolving allegations that the banks did not adequately disclose the characteristics of certain mortgage-backed securities sold to New Mexico pension funds and a state-run investment council between 2003 and 2010. [read post]
3 Jan 2012, 9:21 pm
Carey led the retirement business for Bank of America and distribution and client management for Bank of America/Merrill Lynch retirement. [read post]
8 Feb 2010, 1:53 am
But even if the value to shareholders is substantial, the renewed deal still does not avoid Judge Rakoff’s earlier concerns that BofA’s shareholders are being forced to bear the cost for having been misled about the Merrill Lynch transaction. [read post]
25 Oct 2009, 3:10 pm
Morgan and Merrill Lynch provided fairness opinions in favor of the deal. [read post]
28 Jan 2012, 2:19 pm
Recent news reports indicate that BofA is trying to move $22 trillion in derivatives out of its Merrill Lynch subsidiary into its FDIC-insured bank. [read post]
7 May 2010, 8:20 am
Bank of America ($2.2 trillion; 16% GDP) [Barnett Bank, Boatmen’s Bancshares, FleetBoston, Montgomery Securities, NationsBank, Robertson Stephens, Security Pacific (plus Merrill Lynch from this period’s crisis] 2. [read post]
2 Oct 2010, 7:08 am
(But Merrill Lynch just went on a buying spree on the banking sector–showing that the real experts are betting that this decision and others which will follow will not substantially affect banks’ profitability). [read post]
5 Feb 2009, 1:39 am
There has really been only one significant settlement, the recent massive $550 million settlement involving Merrill Lynch (about which refer here). [read post]
26 Sep 2020, 1:59 am
Over his 15 year-long career as a broker, he has been registered with eight different broker dealers: between May 1997 and March 1998, Craig Zabala was registered with Merrill Lynch, Fenner & Smith Incorporated; starting January 2000 until July 2001, Zabala was registered with Trautman Wasserman & Company, a broker dealer expelled by FINRA on June 12, 2007; Zabala was then registered with Allmerica Investment for a short period between October 2001 and March 2002; between… [read post]
31 Jan 2017, 9:30 pm
Bank of America had allegedly failed to disclose bonuses that were paid by Merrill Lynch before the firms merged. [read post]
23 Sep 2008, 3:06 pm
In case WaMu goes the way of Merrill Lynch and is acquired, Fishman's severance package would be grossed up to compensate for any excise taxes related to change-in-control payments. [read post]
12 May 2009, 6:23 am
For example, Bank of America acquired Merrill Lynch, JPMorgan acquired Bear Stearns and Washington Mutual, and Wells Fargo acquired Wachovia. [read post]
22 Sep 2008, 1:20 pm
As The New York Times puts it: As late as 2004, financial services firms earned 28.3 percent of corporate America's total profits, according to Moody's Economy.com. [read post]
21 Jul 2020, 4:30 am
Other brokerage firms in Carter’s employment history are Merrill Lynch, Pierce, Fenner & Smith Incorporated, Financial Network Investment Corporation, and Dean Witter Reynolds Inc. [read post]
11 Aug 2010, 8:02 am
Bank of America bought Merrill Lynch & Co. and Countrywide as those two companies, with nearly $1 trillion in combined assets, were sinking. [read post]
23 Nov 2008, 9:52 pm
This potentially could become a process for the administration of a thousand cuts – and it potentially affects not just UBS, but Citicorp, Wachovia, Merrill Lynch and the other large institutions (or their successors in interest) that tried to effect a comprehensive solution to the auction rate securities debacle. [read post]
6 Jun 2016, 5:37 am
Before grad school, I spent one year in investment banking and two years in capital markets at Bank of America Merrill Lynch covering financial institutions. [read post]
20 Jan 2011, 4:17 pm
., now part of JPMorgan, and another partner, George Bilicic, went to Merrill Lynch & Co. [read post]
