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13 Feb 2014, 1:59 pm
On February 4, Morgan Stanley disclosed in a regulatory filing that it has agreed, in principle, to a settlement for US$1.25 billion with the Federal Housing Finance Agency to resolve claims pending in the United States District Court for the Southern District of New York related to the sale of US$10.58 billion in RMBS between 2005 and 2007. [read post]
12 Jan 2015, 12:44 pm
Forrest of the United States District Court for the Southern District of New York approved a $95 million settlement to end a class action brought by RMBS investors against Morgan Stanley. [read post]
29 Aug 2012, 11:11 am
In a FINRA arbitration statement of claim filed in April 2011, Morgan Stanley Smith Barney (“MSSB”) sought $68,239.00 in compensatory damages plus interest, costs, and fees from Respondent Richard Swetish, who had been an employee with the firm. [read post]
29 Sep 2015, 2:17 pm
There is nothing good or “caring” about Morgan Stanley’s CARE program. [read post]
18 Sep 2008, 2:56 pm
Bloomberg TV has just announced Morgan Stanley refused CIC's offer to raise its stake in the bank to 49% from 10%, preferring to remain "independent. [read post]
6 Jul 2017, 12:02 pm
The post SEC Investigates Barclays PLc and Morgan Stanley for Puerto Rico Bond Sales appeared first on White Securities Law. [read post]
7 Aug 2008, 2:41 pm
It remains to be seen whether Morgan Stanley will attempt to negotiate a settlement similar to that entered into today by Citigroup. [read post]
22 Sep 2008, 3:02 am
News release: "Morgan Stanley today announced that its application to become a bank holding company was approved by the U.S.... [read post]
13 Jan 2017, 9:24 am
In order to remedy the situation, Morgan Stanley has offered rescissions to thousands of investor customer contracts and hired outside consultants to review the issues. [read post]
28 Oct 2019, 12:21 pm
In 2016, after 32 years with Morgan Stanley, Steven Yellen became an Ameriprise broker. [read post]
27 Dec 2006, 9:42 pm
Morgan Stanley also gave over $57 million in company bonuses to several other Morgan Stanley executives. [read post]
2 May 2012, 6:14 am
("Citigroup"), Morgan Stanley, UBS Financial Services, Inc. [read post]
20 Dec 2014, 12:15 pm
Have you suffered losses investing in Morgan Stanley Cushing MLP High Income Exchange-Traded Notes? [read post]
4 Sep 2008, 1:18 pm
A senior Morgan Stanley has joined the chorus in warning that tough economic times lie ahead for the U.S. economy. [read post]
9 Feb 2018, 8:28 am
In November, the Financial Industry Regulatory Authority (“FINRA”) ordered Stephen Todd Walker (“Walker”), a former Morgan Stanley (“MSSB”) Advisor, to pay approximately $2 million to cover remaining promissory note balances and arbitration costs (the “Award”). [read post]
12 Oct 2011, 9:16 am
Morgan Stanley by any measure is a safe and solid investment bank. [read post]
7 Jan 2011, 4:36 am
JPMorgan Chase and Morgan Stanley each won approval from Chinese regulators to form joint ventures, giving them greater access to the fast-growing domestic capital market. [read post]
29 Mar 2010, 4:15 am
Morgan Stanley has been picked as an underwriter and adviser for the government when it begins selling off its stake in Citigroup later this year, CNBC reported Saturday, citing unnamed sources. [read post]
15 Jun 2011, 1:18 pm
It also cemented league-table leads for the New York Stock Exchange and Morgan Stanley. [read post]
16 Aug 2011, 10:05 pm
Stanley may have to pay $1.7 billion in MBS cases, MSNBC, August 8, 2011 Bond Insurer Sues Morgan Stanley—What Are the Ramifications? [read post]
