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26 Sep 2018, 2:39 pm
As its name implies, an ATS is an alternative trading venue to a national securities exchange, such as the NASDAQ or New York Stock Exchange, where transactions typically occur through electronic, automated means. [read post]
26 Sep 2018, 2:39 pm
As its name implies, an ATS is an alternative trading venue to a national securities exchange, such as the NASDAQ or New York Stock Exchange, where transactions typically occur through electronic, automated means. [read post]
29 Jun 2009, 12:49 pm
The New York Stock Exchange ("NYSE") has long classified uncontested director elections under Rule 452 as a "routine matter," giving brokers the discretion to vote shares held in investors' accounts when they do not receive voting instructions from the beneficial owner within ten days of a company's meeting. [read post]
31 Aug 2011, 6:49 am
Have you ever heard of the BATS stock exchange, also called the BZX Exchange? [read post]
25 Apr 2007, 10:57 pm
Hank Paulson, the US Treasury Secretary, started his speech at the Economic Club of New York in November, 2006, saying, "it's good to be in New York City, the financial capital of the world," which was well taken by the audience as a joke. [1] Indeed, in 2005 only one of the top 25 IPOs by value took place in New York. [2] In the year to October 19, 2006, London Stock Exchange and… [read post]
20 Sep 2020, 5:04 am
In 2018, Spotify’s direct listing of its shares for trading on the New York Stock Exchange without a traditional IPO turned decades-old market practice on its head. [read post]
18 Oct 2019, 4:44 am
Legally Binding Email Contract Example: A New York court held that an employee’s email accepting proposed modifications to his employment agreement constituted “signed writing. [read post]
27 Jun 2023, 3:41 pm
Call New York Securities Lawyers at 212-509-6544. [read post]
17 Nov 2022, 1:25 pm
Call New York Securities Lawyers at 212-509-6544. [read post]
22 Feb 2007, 1:48 pm
On this news, shares of New Century Financial fell 35%, to $19.58 on the New York Stock Exchange. [read post]
19 Jan 2015, 8:48 am
Burnside and his company BTC Trading Corp. operated BTC Virtual Stock Exchange and LTC-Global Virtual Stock Exchange. [read post]
19 Jul 2017, 3:11 pm
The Securities and Exchange Commission today barred a New York-based attorney from appearing or practicing before it and acting as an officer or director of a public company after finding that he made false and misleading statements in corporate filings.The SEC’s order finds that David Lubin committed fraud while serving as a director and corporate counsel of Entertainment Art, a public company in which Lubin also was a large shareholder. [read post]
5 Apr 2022, 8:44 am
On Monday, a regulatory filing with the Securities and Exchange Commission revealed that Mr. [read post]
9 May 2017, 6:30 am
Snap Inc., which debuted on the New York Stock Exchange (NYSE) on March 2nd, was the largest tech IPO since Alibaba went public in 2014. [read post]
17 Jun 2018, 7:58 pm
From The Big Short, screenplay by Charles Randolph and Adam McKay, based on the book by Michael Lewis A quick aside–Billboard recently quoted the consultant Mark Mulligan as saying the following about Spotify (which is listed as a client of his MIDiA company, among others): MIDiA Research managing director Mark Mulligan says Spotify’s general tune has changed since the company was listed on the New York Stock Exchange in April and must now aim to… [read post]
6 May 2010, 7:35 am
SpongeTech Delivery Systems, which originated in New York City, designs, produces, markets and sell various cleaning care products nationwide. [read post]
20 Aug 2018, 12:36 pm
The New York Times also published an interview last week in which Musk admitted to emotional disturbance over recent events, and Tesla stock promptly plunged 9 percent. [read post]
2 Oct 2010, 7:45 am
Last June I wrote about an analysis from Nanex.com claiming that a kind of spam called "quote stuffing" on the NYSE network may have caused the "flash crash" of shares on the New York Stock Exchange, May 6, 2010. [read post]
26 Sep 2019, 6:51 am
The Second Circuit has held that the execution of relevant trades on the New York Stock Exchange is sufficient to establish venue in the Southern District of New York under § 78aa. [read post]
13 Mar 2008, 1:01 am
If you are already an online subscriber to New York Law Journal you should be able to click on any of the links provided below, sign in, and access the full text of articles listed
[www.nylj.com]
Class Certification Rescinded In Suit Over Analyst ReportsThursday, March 13, 2008By Beth Bar"Citing an appellate court's clarification of standards for class certification, a federal judge has decertified the class in a securities action against… [read post]
