Search for: "Registration Private (4)"
Results 661 - 680
of 2,455
Sorted by Relevance
|
Sort by Date
19 Jun 2017, 7:50 am
The court was unanimous on the result and some basic principles, though split 4-4 (Justice Neil M. [read post]
11 Jun 2023, 6:09 pm
And in Citizens United, the Court vindicated the First Amendment rights of private corporations to support political candidates without considering how the resulting flood of corporate political propaganda could drown out the speech of less powerful private citizens.[13] The trademark registration cases put this issue in stark relief, because in protecting the rights of the trademark registrant to say scandalous, immoral, disparaging, or political things, the… [read post]
13 Dec 2006, 3:11 am
The LLCs were formed under the laws of Delaware to trade a private investment fund organized under the laws of the Cayman Islands in which redeemable participating shares would be offered and sold to high net worth, financially sophisticated investors under Section 4(2) and Rule 506 of the Securities Act of 1933. [read post]
2 Dec 2011, 11:25 am
Private Equity: Equity securities of a company that are not listed on a public market are referred to as private equity. [read post]
3 Jul 2012, 11:09 am
Registration is open from 9:00 a.m. until 4:00 p.m., though beginning July 9 registration hours will be from 10:00 a.m. to 3:00 p.m. [read post]
3 Nov 2017, 10:51 am
Equifax Inc.; No. 4:17-cv-02644 (D.S.C. [read post]
30 Sep 2008, 2:03 pm
Likewise, when a broker enters the industry, and completes a Form U-4, the broker makes those same agreements including agreeing to be subject to FINRA's jurisdiction. [read post]
11 May 2017, 8:33 am
Additionally, the court could not find authority for a private citizen such as Ms. [read post]
11 May 2017, 8:33 am
Additionally, the court could not find authority for a private citizen such as Ms. [read post]
12 May 2020, 1:57 pm
” States would also need to institute a ballot tracking program.It also adds a private right of action.Quick take: Several states do not have early in-person voting. [read post]
5 May 2016, 8:56 am
Registration information may be found below. [read post]
6 Sep 2013, 11:08 am
Consequently, if a Rule 506 transaction is attempted but fails, the requirements for the basic private placement exemption under Section 4(a)(2) may still be met. [read post]
26 Apr 2023, 9:05 pm
However, Reg A was still seen as a costly option for small businesses to raise capital, especially when compared with other alternatives such as private offerings under Regulation D or Section 4(a)(2) of the Securities Act of 1933.[6] Prior to the implementation of the JOBS Act, Reg A was seldom used, averaging only eight filings per year. [read post]
13 Jul 2021, 3:00 am
§§20900(e)(3)(A), (4)(C).) [read post]
14 Jul 2012, 5:34 am
The Division provided parallel relief from CTA registration requirements for advisers to New Funds or pools operated by a CPO exempt from registration under CFTC Rule 4.5 or CFTC Rule 4.13(a)(1)-(4). [read post]
27 Aug 2008, 8:38 am
Whois Guard is also named as a defendant because it provides private registration of domain names and safeguards the registrant's identity. [read post]
13 Jun 2013, 11:42 pm
That judges should be made to enforce maximum penalties. 4. [read post]
23 Feb 2011, 6:00 am
As discussed below, the SEC’s proposed amendments would affect some issuers’ ability to use SEC Forms S-3, F-3, S-4, F-4 and F-9. [read post]
28 Apr 2022, 5:04 pm
Proposed Rule, Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure Public companies subject to the reporting requirements of the Securities Exchange Act of 1934 (which include public financial institutions) SEC Report via Form 8-K material cybersecurity incidents within four (4) business days after the registrant determines that it has experienced a material cybersecurity incident. [read post]
31 Mar 2022, 3:30 am
This excerpt from the fact sheet summarizes the additional disclosure & investor protections for SPAC IPOs & de-SPACs that would be put in place under the proposed rules: – Enhanced disclosures regarding, among other things, SPAC sponsors, conflicts of interest, and dilution; – Additional disclosures on de-SPAC transactions, including with respect to the fairness of the transactions to the SPAC investors; – A requirement that the private operating company would be… [read post]
