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10 Apr 2020, 3:00 am
National/Federal Bernie Sanders Ends His Presidential Campaign Washington Post – Sean Sullivan and Chelsea Janes | Published: 4/8/2020 U.S. [read post]
7 Apr 2020, 11:49 am
Investors in these structured debt and equity financings likely will include commercial credit companies making asset-backed loans, private equity, distressed asset investment funds, family offices and other private investors interested in assisting in the survival and success of SMBs. [read post]
7 Apr 2020, 11:49 am
Investors in these structured debt and equity financings likely will include commercial credit companies making asset-backed loans, private equity, distressed asset investment funds, family offices and other private investors interested in assisting in the survival and success of SMBs. [read post]
7 Apr 2020, 4:00 am
Yesterday evening, the court, by a vote of 5-4 along ideological lines, granted a request by the Republican National Committee and the Republican Party of Wisconsin to block a lower court order extending the deadline for mailing absentee ballots in Wisconsin’s primary election today. [read post]
6 Apr 2020, 8:37 pm
Effective immediately, the due dates for the following filings are extended to 45 days after the original due date: (1) Notice of Changes by Broker-Dealers and Investment Advisers (Rule 260.241.4(a)-(f)); (2) Form PF for private fund advisers (Rule 260.204.9(b)(2)(A)-(B)); (3) Annual Report (Rule 260.241.2(a)(4)); and (4) Interim Report (Rule 260.241.2(d)(1)-(3)). [read post]
3 Apr 2020, 3:00 am
Georgia Senator Discloses Additional Stock Sales Worth Millions During Coronavirus Pandemic Washington Examiner – Madison Dibble (Associated Press) | Published: 4/1/2020 Sen. [read post]
2 Apr 2020, 7:31 pm
Registration is free and simple; please access the Registration site HERE. [read post]
1 Apr 2020, 5:30 am
In 1913, the Women’s Suffrage Bill was introduced as a private members bill, but did not make it past the second reading, when it was defeated by 269 votes to 221. [read post]
31 Mar 2020, 4:33 pm
A Texas-registered investment adviser or exempt reporting adviser unable to meet a filing deadline or delivery requirement due on or after March 13, 2020 because of COVID-19 will have until the end of April 30, 2020 to provide the Texas Securities Commissioner via email at submissions@ssb.texas.gov (mailto:submissions@ssb.texas.gov), as well as disclose on its public website (or absent a public website, promptly notify its clients and/or private fund investors) that it is relying on this… [read post]
31 Mar 2020, 1:50 pm
The Size of the Private Fund Market The SEC’s Division of Investment Management, Analytics Office, tracks and reports data on private funds based on registrations with the SEC. [read post]
24 Mar 2020, 4:01 pm
Georgia: extends investment adviser annual update amendment filing deadline until 5:00 p.m. on April 30, 2020; relieves registrants of fingerprint requirement until June, 30, 2020. [read post]
24 Mar 2020, 10:15 am
Like the federal government, states play a critical role in responding to the novel coronavirus outbreak. [read post]
19 Mar 2020, 9:02 am
In a registered securities offering, Section 11 of the ’33 Act allows purchasers to sue for false or misleading information included in a registration statement. [read post]
19 Mar 2020, 9:02 am
In a registered securities offering, Section 11 of the ’33 Act allows purchasers to sue for false or misleading information included in a registration statement. [read post]
19 Mar 2020, 3:32 am
On 4 December 2019 a decision by the Registrar and Chief Executive Officer of the Council for Medical Schemes (CMS) inspired similar controversy and debate. [read post]
10 Mar 2020, 3:11 am
” The post SEC Provides Filing Deadline Extension for Companies Affected by the Coronavirus (COVID-19) appeared first on Private Business Counsel. [read post]
9 Mar 2020, 2:48 pm
Are there exemptions from the federal registration of securities? [read post]
9 Mar 2020, 10:26 am
4. [read post]
9 Mar 2020, 10:26 am
4. [read post]
7 Mar 2020, 6:21 am
But today’s [March 4, 2020] proposal goes far beyond what can rightly be called harmonization. [read post]
