Search for: "State v. Dodd"
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14 Jul 2011, 2:03 pm
The leading California case on a stockbroker's fiduciary duty is Twomey v. [read post]
30 Sep 2022, 9:00 am
For good measure, the complaint throws in a reference to the Supreme Court’s recent ruling in West Virginia v. [read post]
13 Apr 2012, 4:12 am
Dodd-Frank: SEC Releases Study on Cross-Border Private Securities Litigation On Wednesday, the SEC issued its 106-page study of cross-border private securities litigation as required by Section 929Y of Dodd-Frank. [read post]
22 Jan 2013, 6:59 am
In any case, there’s no question that campaign contribution disclosure has been a hot topic, particularly in the wake of the Citizens United v. [read post]
31 May 2013, 7:57 am
SEC v. [read post]
25 Apr 2017, 8:17 pm
The two Presidential Memoranda pertain to the 2010 Dodd-Frank regulatory reform legislation. [read post]
14 Sep 2011, 3:38 am
Some companies may try to argue that an access proposal conflicts with state law or is impermissibly vague and misleading. [read post]
28 Jun 2017, 3:59 am
Somers, which involves the whistleblower provisions of the 2010 Dodd-Frank financial law. [read post]
2 May 2011, 8:12 am
In addition, Dodd-Frank prohibits an adviser from registering with the SEC under the Advisers Act if it (a) has assets under management of less than $100 million, and (b) is required to register in the state in which it maintains its principal office and place of business and, if registered, would be subject to examination by such state. [read post]
16 May 2013, 4:24 am
Background on "Financial Entity" v. [read post]
2 Apr 2018, 4:00 am
State v. [read post]
8 Oct 2015, 3:05 pm
The case, Consumer Financial Protection Bureau v. [read post]
7 Aug 2020, 9:38 am
Supreme Court’s June 29, 2020 decision in Seila Law LLC v. [read post]
14 Aug 2018, 11:38 am
Similarly, in Hall v. [read post]
29 Jun 2012, 8:00 am
The case was summarily affirmed by the the Supreme Court in SPTA v. [read post]
10 Mar 2011, 12:39 pm
As far as securities and the economy in general are concerned, once Wickard v. [read post]
28 Dec 2014, 9:30 pm
Two Cheers for Recess Appointments Peter Shane (Ohio State University) | June 26 As losses go, NLRB v. [read post]
25 Nov 2018, 9:01 pm
The second legal source that protects whistleblowers is the Dodd-Frank Act. [read post]
13 Aug 2018, 9:49 am
(Christopher Rollins v. [read post]
16 Jan 2020, 7:57 am
United States, 295 U.S. 602 (1935), and Morrison v. [read post]
