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17 Jul 2012, 7:52 am
Information released by the bank will probably push regulators in the United States and Britain to take a close look at the JPMorgan traders involved with a mounting loss on a disastrous bet. [read post]
12 Aug 2008, 11:46 am
But this time, it's for the profits the commodity trader made for the hedge fund he advises. [read post]
13 Mar 2012, 9:33 am
With speculation that Glencore may bid up to $5 billion for the Canadian grain trader Viterra, analysts question whether now is the right time for a potential takeover. [read post]
21 Oct 2010, 4:54 am
High-frequency traders don't front-run? [read post]
19 May 2011, 1:45 am
The Swiss commodity trader's shares rose on their first day of trading in London after a $10 billion initial public offering, the biggest this year. [read post]
19 Oct 2010, 2:36 am
Andrew Trader, an early team member of red-hot gaming start-up Zynga, is now joining venture capital firm Maveron, VentureBeat reported. [read post]
20 Mar 2025, 1:47 pm
Providing resources that enhance traders' knowledge about regulatory requirements fosters a more informed community that actively contributes to maintaining market integrity. [read post]
9 Jan 2011, 12:52 pm
What should also have been mentioned were the Foreign Corrupt Practices Act compliance programs which are current favorites due to Justice Dept. priorities, but for international traders, that also potentially meant undermining the cargo security and other corporate governance programs which had been put in place post-9/11. [read post]
27 Apr 2012, 8:42 am
Registered broker-dealers who are themselves large traders or carry accounts for a large trader or an unidentified large trader must also report to the SEC, upon request, certain required transaction information on these persons whose activity is equal to or greater than the specified reporting activity level.The Financial Information Forum, an industry group representing a variety of broker-dealers and other market participants, and the Securities… [read post]
21 Nov 2007, 11:35 am
As I once discovered to my chagrin, this does not mean that traders believe that Bonds has a 25% chance of avoiding a conviction. [read post]
6 Dec 2010, 11:52 am
Caught up with the Calbi taco truck at Trader Joes' at La Brea and Third for lunch Saturday. [read post]
19 Apr 2024, 4:22 pm
Of 12 people interviewed, 10 (83%) reported shopping at Trader Joe’s. [read post]
8 Nov 2010, 12:43 am
Therefore, momentum might be the term of the week as traders weary of missing out on a bull run continue take cash off the sidelines and push equities higher. [read post]
28 Jan 2009, 6:08 am
Two Buck Chuck is made by Charles Shaw and is exclusive to Trader Joe’s. [read post]
26 Feb 2024, 10:00 pm
The Final Rules principally could capture certain proprietary trading firms, some private funds, and other market participants whose trading activities the SEC views as de facto market making but who have historically viewed themselves as traders within the so-called dealer-trader distinction. [read post]
11 Jun 2014, 7:07 am
The Consumer Contracts (Information, Cancellation and Additional Charges) Regulations 2013 apply to sales between traders and consumers. [read post]
24 Jan 2008, 7:56 am
Update: The Financial Times said that the trader is Jérome Kerviel, a 31-year-old Frenchman who joined Société Générale in 2000. [read post]
26 Feb 2024, 10:00 pm
The Final Rules principally could capture certain proprietary trading firms, some private funds, and other market participants whose trading activities the SEC views as de facto market making but who have historically viewed themselves as traders within the so-called dealer-trader distinction. [read post]
26 Feb 2024, 10:00 pm
The Final Rules principally could capture certain proprietary trading firms, some private funds, and other market participants whose trading activities the SEC views as de facto market making but who have historically viewed themselves as traders within the so-called dealer-trader distinction. [read post]
26 Feb 2024, 10:00 pm
The Final Rules principally could capture certain proprietary trading firms, some private funds, and other market participants whose trading activities the SEC views as de facto market making but who have historically viewed themselves as traders within the so-called dealer-trader distinction. [read post]
