Search for: "Trustees of the Industry Fund"
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2 Jun 2011, 7:42 am
In the April 20 Letter and in a letter to Mayer Brown LLP dated April 7, 2011 (the “April 7 Letter”), the FPPC addresses issues related to the implementation of the following two exemptions: Employees, officers, or directors of an investment adviser are not placement agents required to register as lobbyists if all of the following apply: (1) the investment adviser is registered as an investment adviser under federal or state law, (2) the investment adviser has been selected through a… [read post]
1 Jun 2011, 9:11 pm
This graphic, Facts About the Internet, is from the Infographics website: BK-SDNY: Time spent by Deloitte in preparing billing & fee apps unreasonable at 8% of total time billed; Ct. awards 4%. http://ow.ly/55l51 BK-MD:Ct lacks "related-to" jd. if tort claimants seek recovery only from ins. proceeds & not from reorg debtor's assets. http://ow.ly/55rBr ND-TX:No action ag. 1 syndicate bank for failing to fund bec… [read post]
25 May 2011, 1:47 pm
The Associations are funded solely by the monthly dues that are levied against the unit owners. [read post]
23 May 2011, 7:40 pm
Treasury has released exposure draft regulations that would amend operating standards in the Superannuation Industry (Supervision) Regulations 1994 and the Retirement Savings Accounts Regulations 1997 to allow superannuation trustees and Retirement Savings Account providers to recognise Commonwealth, State and Territory forfeiture orders for the proceeds of crime and would allow the confiscation of superannuation funded directly with the proceeds of crime. [read post]
16 May 2011, 3:44 pm
The instances where Form I is required to be filed include:(i) where the parties to the combination are conglomerates (i.e. neither horizontally nor vertically situated); (ii) where the parties to the combination are predominantly engaged in exports of goods or services from India (i.e. at least 75% of the turnover of the parties to the combination is derived from exports out of India) and the market share of the combined entity is less than 15% in the relevant market in India; (iii) where the… [read post]
16 May 2011, 1:13 pm
Bloomsbury International Limited and others v Sea Fish Industry Authority and Department for Environment, Food and Rural Affairs, heard 23 – 24 March 2011. [read post]
16 May 2011, 9:47 am
Neither Gilliams nor his firm are registered with the Financial Industry Regulatory Authority or the National Futures Association. [read post]
13 May 2011, 10:36 am
That CFDA board member also served as a trustee for one of the advisor’s funds, for which he received compensation. [read post]
11 May 2011, 6:59 am
The funds will also be used to promote mortgage counseling. [read post]
10 May 2011, 10:25 am
Summit and affiliates publish magazines and websites and produce conferences for the insurance, accounting, financial services, banking and legal industries. [read post]
5 May 2011, 7:12 am
The industry-funded association, created by Congress to protect customers of failed brokerages, reimburses brokerage customers for up to $500,000 each in losses. [read post]
26 Apr 2011, 8:00 am
John Fund, Inc. v. [read post]
20 Apr 2011, 12:00 am
A member of the WUSTL Board of Trustees since 2010, Grant serves on the Regional Council, as co-chair of the Washington, D.C. [read post]
13 Apr 2011, 2:39 pm
The Minister for Financial Services & Superannuation has approved a grant of financial assistance under Part 23 of Superannuation Industry (Supervision) Act 1993 to the trustee of an APRA-regulated fund as a result of loss suffered as a result of fraudulent conduct or theft. [read post]
3 Apr 2011, 11:31 pm
Bloomsbury International Limited and others v Sea Fish Industry Authority and Department for Environment, Food and Rural Affairs, heard 23 – 24 March 2011. [read post]
28 Mar 2011, 7:02 pm
Trustee together are asking the bankruptcy judge in New York to appoint a Chapter 11 trustee for West End Financial Advisors LLC, the adviser for dozens of funds. [read post]
9 Mar 2011, 8:28 am
Over the last two and a half years, and 400+ articles, can you imagine how many things… reports, studies, decisions, briefs, whatever… that I anxiously awaited, read through carefully, called to talk to others about, and generally cared deeply about just so I could write the best article possible about whatever the development in question was, so that my readers would be informed and not bored to tears at the same time? [read post]
9 Mar 2011, 5:00 am
Council Carpenters Benefit Fund, 748 F.2d 79, 83-84 (2d Cir. 1984)); Sphere Drake, 307 F.3d at 621. [read post]
9 Mar 2011, 1:44 am
Department of Justice antitrust investigation involving the packaged ice industry. [read post]
4 Mar 2011, 7:46 am
As Picard watched from court Thursday, his lawyer, Baker Hostetler’s David Sheehan, told the judges that reversing his policy would divert money from investors who lost funds to those who had already made fictitious gains. [read post]
