Search for: "U.S. Commodity Futures Trading Commission"
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16 Apr 2024, 8:47 am
They are thus urging the DOJ to model its program after the Dodd-Frank Act’s programs at the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
16 Nov 2016, 9:30 pm
The flash rally, and the market uncertainty it represented, prompted the primary regulators of the Treasury market—the Board of Governors of the Federal Reserve System, the Federal Reserve Bank of New York, the Securities and Exchange Commission (SEC), the Department of the Treasury, and the Commodities Futures Trading Commission— to release a joint report on this bizarre Treasury market behavior. [read post]
15 Nov 2023, 9:22 am
Commodities Futures Trading Commission (CFTC). [read post]
14 Aug 2022, 9:01 pm
Each bill would bring much needed clarity to the regulatory landscape in part by strengthening the role of the Commodity Futures Trading Commission instead of fully empowering the Securities and Exchange Commission to regulate the digital asset industry. [read post]
16 Sep 2009, 9:28 am
Prior to his new post, Holifield served as Deputy Chief of Staff for the Commodity Futures Trading Commission (CFTC). [read post]
29 Sep 2011, 10:23 am
Brown-Hruska, a former Commodity Futures Trading commissioner who also has served as the agency’s acting chairman, said that if that flight were to occur, “the impact could be significant and trickle down” to investors and commercial end-users of swaps. [read post]
24 Apr 2018, 12:03 pm
While this may be the first time we have heard New York State Attorney General Schneiderman address such concerns, the Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) continue to warn consumers about the speculative nature of, and the need for greater transparency surrounding, virtual currencies, blockchain and initial coin offerings (“ICOs”). [read post]
17 Mar 2022, 10:15 am
Other registered entities have expressed interest in exploring similar models, said Behnam.Given the potential impact on clearing members and futures commission merchants (FCMs), who play a critically important risk management role and currently hold more than $456 billion in customer funds, it is paramount to be transparent and provide an opportunity to hear from the public, said Behnam. [read post]
30 Jun 2021, 12:08 pm
Individuals can disclose information relevant to potential FCPA violations to either the SEC or the Commodity Futures Trading Commission (CFTC). [read post]
30 Jun 2021, 12:08 pm
Individuals can disclose information relevant to potential FCPA violations to either the SEC or the Commodity Futures Trading Commission (CFTC). [read post]
21 Jul 2017, 11:51 am
In response to a Czechoslovak complaint about U.S. national security export controls in 1949, the U.S. delegation to the GATT invoked Article XXI(b) in declining to provide the “names of the commodities that it considers to be the most strategic. [read post]
12 Dec 2018, 12:39 pm
” The bills then direct the Chairman of the Commodity Futures Trading Commission (“CFTC”), together with the heads of the Securities and Exchange Commission (“SEC”) and other federal regulators to prepare and deliver various reports to Congressional oversight committees. [read post]
15 Apr 2020, 4:35 pm
According to the 2019 rule proposal, CFTC regulation §160.30 requires every futures commission merchant (FCM), registered foreign exchange dealer (RFED), commodity trading advisor (CTA), commodity pool operator (CPO), introducing broker (IB), major swap participant (MSP), or swap dealer (SD) subject to the jurisdiction of the Commission to have policies and procedures to safeguard customer records and information. [read post]
7 Dec 2011, 6:02 am
photo credit: Simon Blackley CFTC LAW | Forex, Futures and Derivatives Regulatory News - Forex, Futures, and Commodities News and Analysis. [read post]
12 Aug 2011, 4:51 am
Commodity Futures Trading Commission (CFTC); Office of the Special Inspector General for the Troubled Asset Relief Program (SIGTARP); Office of the Chief State's Attorney; State of Connecticut Department of Banking; Greenwich Police Department and Stamford Police Department. [read post]
12 Aug 2011, 4:51 am
Commodity Futures Trading Commission (CFTC); Office of the Special Inspector General for the Troubled Asset Relief Program (SIGTARP); Office of the Chief State's Attorney; State of Connecticut Department of Banking; Greenwich Police Department and Stamford Police Department. [read post]
14 Apr 2021, 2:00 pm
Gensler is the former Chairman of the Commodities Futures Trading Commission (CFTC) and recently pledged to ensure the continued success of the SEC Whistleblower Program. [read post]
22 Jun 2008, 2:32 pm
Commodity Futures Trading Commission. [read post]
6 Oct 2011, 9:34 am
His legal background includes stints as a Justice Department senior litigation counsel and as chief counsel at the Commodity Futures Trading Commission. [read post]
29 Mar 2012, 8:57 pm
This is likely to also be the case with whiskey and other imports’ pricing in today’s and future media reports. [read post]
